- TD Bank (New York, NY)
- …for promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory ... in a complex regulatory environment. This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a… more
- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset classes.… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a global ... compliance with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads,… more
- TD Bank (New York, NY)
- …detection models to ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create and maintain ... on model validation and monitoring as needed. + Develop and implement trade surveillance logic to detect market manipulation and ensure regulatory compliance. +… more
- JPMorgan Chase (Jersey City, NJ)
- …Surveillance Lead Vice President within the North America and Latin America Swaps Trade Surveillance team, you will play a pivotal role in overseeing ... capabilities, and skills** + Bachelor's Degree + 3+ years of Trade Surveillance or other compliance, regulatory, or related financial industry experience +… more
- TD Bank (New York, NY)
- …Securities US Compliance team is looking for Vice President to join the Trade Surveillance team focused on Communications. The VP Compliance TDS oversees/leads ... and/or escalation of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence + Provide coverage… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... members should participate in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current on emerging… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of ... at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Compliance Operational-Risk-Specialist Trade - Surveillance \_25040545-2) **Job Description:** At Bank of America,… more
- JPMorgan Chase (Jersey City, NJ)
- …in delivering complicated enterprise Investment Banking application for Market Surveillance , or Investment Banking Front-office Trading Systems or Analytics Systems ... Futures & Options, FX, Commodities, Equities and Equities Derivatives, as well as trade lifecycles and/or order workflow + Experience in data engineering + Agile… more