- ManpowerGroup (Jersey City, NJ)
- Our client, a leading organization in the financial services industry, is seeking a Trade Surveillance Analyst to join their team. As a Surveillance Analyst, ... communication abilities which will align successfully in the organization. **Job Title:** Trade Surveillance Analyst **Location:** Goldman Sachs Tower 30 Hudson… more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Spread Products business, but there ... enable growth and economic progress. **Team/Role Overview** This SP Trade Monitoring role sits in the First Line of...Spread Products(Credit and Securitized Products) Trading, Middle Office or Surveillance . + MS Excel, SQL, Python, or other C… more
- Edward Jones (St. Louis, MO)
- …+ Manage risk by detecting and investigating red flags through the use of trade surveillance tools + Support the resolution of identified risks + Identify, ... as a Senior Compliance Officer within the firm's Trading and Market Surveillance area in Financial Crimes. **Key Responsibilities:** + Monitor information barriers,… more
- Bank of America (Charlotte, NC)
- …of surveillance and financial crime detection models, including trade surveillance , communications monitoring, and transaction monitoring systems - ... client onboarding, and complex transaction structures. + Knowledge of front-to-back trade flows and how trading desks, sales, operations, and compliance interact… more
- Bank of America (New York, NY)
- …lists, watch lists, global research reports, wall-crossings, MNPI (Material Non-Public Information), trade surveillance , and trade preclearance. + Supervise ... investment banking, capital markets, and research functions. + Familiarity with surveillance and compliance monitoring systems. **Skills:** + Advisory + Monitoring, … more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within the ... qualifications, capabilities, and skills** + 3+ years of experience in a Trade or Trade Surveillance role. JPMorganChase, one of the oldest financial… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- JPMorgan Chase (Jersey City, NJ)
- …for assessing the risks associated with models used for sanctions screening, trade surveillance , transaction monitoring, and other models within Compliance. You ... Prior experience in modeling, reviewing or managing models for sanctions screening, trade surveillance or transaction monitoring is desirable. + Experience with… more