• Lead Solution Analyst - Business…

    JPMorgan Chase (Jersey City, NJ)
    …for diverse stakeholder audiences + Should be subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Should advocate and ... analytics and technical program delivery. As a Lead Solutions Analyst in Corporate Oversight & Governance Tech team, you...audiences + Candidate must have strong knowledge in Regulatory, Trade surveillance platforms and capital markets +… more
    JPMorgan Chase (06/25/25)
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  • Director, Trade Surveillance - Data…

    TD Bank (New York, NY)
    …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... & Quality Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset… more
    TD Bank (06/07/25)
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  • Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …compliance with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, ... specialized function responsible for evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent… more
    TD Bank (05/22/25)
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  • Electronic Communications Surveillance…

    Citigroup (Getzville, NY)
    …The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and ... The Electronic Communications Surveillance Intermediate Associate Analyst serves as a compliance risk analyst for Independent Compliance Risk Management… more
    Citigroup (05/30/25)
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  • Central Supervision Analyst

    TD Bank (Vienna, VA)
    …Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications ... this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the… more
    TD Bank (07/17/25)
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  • Sr International Trade Compliance…

    Sierra Nevada Company, LLC (Lone Tree, CO)
    …deep compliance skills, this is the opportunity for you! As a Sr International Trade Compliance Analyst , you'll be using your skills and expertise to support ... our comprehensive import compliance program, ensuring conformity with US trade regulations, managing import authorizations, and contributing to technology release… more
    Sierra Nevada Company, LLC (06/04/25)
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  • Compliance Analyst

    Insight Global (Miami, FL)
    …It involves contributing to broader compliance initiatives like market soundings and trade surveillance . We are a company committed to creating inclusive ... in the investment banking space is looking for an analyst to support the firm's compliance function. This person...legal operations . Familiarity with market soundings policy and trade surveillance - Exposure to investment banking… more
    Insight Global (07/22/25)
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  • Analyst - Derivatives

    MetLife (Whippany, NJ)
    … Analyst will work closely with our derivatives traders to provide market surveillance , pre- trade analysis, trade entry and position reporting. Key ... risk analysis and project work * Monitoring risk, positions and P&L * Trade entry into our risk systems * Composing weekly market commentary Essential Business… more
    MetLife (06/22/25)
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  • Sr. Staff Lead EW Systems Analyst

    Northrop Grumman (Baltimore, MD)
    …Grumman Mission Systems has an opening for a Sr. Staff Lead EW Systems Analyst to join our team of qualified, diverse individuals at our Linthicum/Baltimore, MD ... programs (such as B-1B), airborne / maritime / ground-based surveillance missions (E-3 AWACS, E-7 MESA, TPS-80 G/ATOR, SEWIP...(AMS) organization has a need for a Lead Systems Analyst supporting the integration and verification of the most… more
    Northrop Grumman (05/22/25)
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  • Operations Analyst - GWIM Credit

    Bank of America (Charlotte, NC)
    Operations Analyst - GWIM Credit-Charlotte Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Operations- Analyst GWIM-Credit-Charlotte\_25029668) **Job Description:** At Bank of America, we… more
    Bank of America (07/23/25)
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