- JPMorgan Chase (Jersey City, NJ)
- …for diverse stakeholder audiences + Should be subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Should advocate and ... analytics and technical program delivery. As a Lead Solutions Analyst in Corporate Oversight & Governance Tech team, you...audiences + Candidate must have strong knowledge in Regulatory, Trade surveillance platforms and capital markets +… more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- TD Bank (New York, NY)
- … with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who ... and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD… more
- Citigroup (Getzville, NY)
- The Electronic Communications Surveillance Intermediate Associate Analyst serves as a compliance risk analyst for Independent Compliance Risk ... The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and… more
- Sierra Nevada Company, LLC (Lone Tree, CO)
- …deep compliance skills, this is the opportunity for you! As a Sr International Trade Compliance Analyst , you'll be using your skills and expertise to ... support our comprehensive import compliance program, ensuring conformity with US trade ...US Foreign Corrupt Practices Act (FCPA). The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area… more
- Insight Global (Miami, FL)
- …involves contributing to broader compliance initiatives like market soundings and trade surveillance . We are a company committed to creating inclusive ... in the investment banking space is looking for an analyst to support the firm's compliance function....legal operations . Familiarity with market soundings policy and trade surveillance - Exposure to investment banking… more
- Robert Half Finance & Accounting (Boston, MA)
- Description Our client is a boutique Wealth Management firm looking to bring onboard a Compliance Analyst . The role is in Boston, mostly in office. This role ... annual supervisory controls testing, review and approve advertising, sales literature, trade corrections, and other compliance matters, while investigating… more
- MUFG (New York, NY)
- …for data & reporting needs for Party & Master data, AML, KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product requirements through ... team to manage the data product portfolio for Customer & Compliance domains. As a Lead Data Analyst , you will play a crucial role in executing our data… more
- TD Bank (Vienna, VA)
- …Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications ... dispositions flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates… more
- Community Health Systems (Franklin, TN)
- **Job Summary** The Senior Applications Systems Analyst contributes to a collaborative environment where usable, viable, and feasible solutions are developed to meet ... decisions on product enhancements and updates. As a Senior Applications Systems Analyst , at Community Health Systems (CHS) - Shared Business Operations, you'll play… more
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