- Amazon (Seattle, WA)
- …functions), as well as support for Section 16 reporting and day-to-day insider trading matters. The successful candidate will be a self-starter who possesses the ... public company corporate governance. Working knowledge of Section 16 compliance, 10b5-1 trading plans, and insider trading compliance policies. Self-starter with… more
- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more
- Hold Brothers (New York, NY)
- …Hold Brother's Capital is a self-clearing broker-dealer with a specialization in proprietary trading in US equities markets, headquartered in New York City. We are ... such as industry professionals and organizations. + Demonstrate comprehensive knowledge of trading practices, market trends, and trading systems to effectively… more
- Open Access Technology International, Inc. (Bloomington, MN)
- …of OATI industry-leading solutions for smart grid, transmission, energy trading , transmission scheduling, energy accounting, and settlement applications. These ... * Minimum of 5 years of energy industry experience in operations, planning, trading , or Information Technology. * Strong analytical and communication skills with the… more
- Trexquant Investment (Stamford, CT)
- …of optimizing and reimagining our quant platform to keep pace with our expanding trading operations. To support our rapid growth, we are seeking a technically adept ... Full Stack Software Engineer to reimagine and help build the next-generation of trading platforms. As a Senior Full Stack Developer at Trexquant, you will join… more
- MUFG (New York, NY)
- …Fed's FOMC Operations, and will support the Fixed Income primary and secondary trading businesses. This person will be responsible for handling all middle office ... of trades for the Flow Products Rates and Credit Trading Desks and Institutional Investor Sales Desks. RESPONSIBILITIES +...Work on any e-mail queries from clients + Monitor Trading Panel + Monitor MOCCA - Match and accept… more
- Scotiabank (Dallas, TX)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures commission merchant, swap dealer… more
- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more
- Charles Schwab (Lone Tree, CO)
- …well as a deep understanding of market structure. Experience in Repurchase Agreement trading in FICC, Triparty and Bilateral markets is also preferred. You will also ... with an emphasis on a mix of the following: fixed income trading or portfolio management, collateral swaps and underlying market structure, general capital… more
- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more