- Wells Fargo (Charlotte, NC)
- …wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . This role within the Macro Sales & Trading Compliance Team is a Business Aligned ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned...a primary focus on the Interest Rates Sales and Trading Line of Business. The individual in this role… more
- Chevron Corporation (Houston, TX)
- …S&T functions. * Negotiation skills, understanding of deal structure, regulatory and trading compliance requirements, and contractual terms, and skills to manage ... into practice negotiation skills, understanding of deal structure, regulatory and trading compliance requirements, and contractual terms, and/or risk exposure… more
- ExxonMobil (Spring, TX)
- …* Compliance experience in futures, financial and physical commodities trading * Working knowledge of commodity regulations/reporting * Experience with risk ... in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for...associated with ExxonMobil's gas and power, crude, and products trading activities. In this role, you will be responsible… more
- Wellington (Boston, MA)
- …Senior Compliance Analyst will support Wellington Management's global investment & trading compliance program, focusing primarily on compliance support ... , legal and risk professionals, as well as investment and trading personnel. Responsibilities The Senior Compliance Analyst's primary responsibilities… more
- NextEra Energy (Juno Beach, FL)
- …accurately reflect the financial position, operating results and cash flows of NEE's trading & marketing activities + Maintain SOX Compliance by ensuring ... **Accountant - Energy Trading ** **Date:** Aug 11, 2025 **Location(s):** Juno Beach,...business units + Prepare financial reports that are in compliance with GAAP and adjusted earnings policies, in a… more
- Bloomberg (New York, NY)
- … Connectivity + Strong understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor ... Electronic Trading Solutions (ETS) - FX Sell-side Relationship Manager,...Service Ref # 10045629 **Description & Requirements** Bloomberg's Electronic Trading Solutions (ETS) Department unites all of Bloomberg's cross-asset… more
- Cargill (Houston, TX)
- … risks. * Advise on regulatory guidelines relating to commodity swaps and futures trading , and compliance with commodity trading advisor and swap dealer ... four years of related work experience + Relevant experience in Regulatory Compliance , Operations, Finance, Accounting, Audit, Legal, Sales, Trading , or related… more
- Raymond James Financial, Inc. (Southfield, MI)
- …operational efficiency, mitigate risks, and empower data-driven decision-making across trading , risk management, and compliance teams. **Responsibilities:** + ... + Cross-Functional Collaboration & Knowledge Leadership: Partner with IT, Trading , Risk, and Compliance teams on system...Leadership: Partner with IT, Trading , Risk, and Compliance teams on system upgrades and data strategies; document… more
- Bloomberg (New York, NY)
- …the larger Buyside organization and is responsible for building a state of the art trading compliance solution which serves as a crucial role within the order ... policies. Our Compliance Violations team is a critical part of that trading compliance solution, with the software we own sitting in the critical path of… more
- Robert Half Finance & Accounting (Chicago, IL)
- …+ Data Collection and Analysis: Gather trade data from internal systems, analyze trading activity to identify potential compliance concerns related to market ... FOCUS, and other required filings based on specific regulatory guidelines. + Compliance Monitoring: Monitor trading activity for potential violations of… more