- Coinbase (Charlotte, NC)
- …standards. * 4+ years of experience supporting high-priority institutional clients in compliance , trading , product support, payments, or fraud. * Strong ... knowledge of cryptocurrency, global financial markets, and trading platforms, with the ability to turn technical concepts into actionable solutions. * Proven ability… more
- Scotiabank (New York, NY)
- Director, Leveraged Credit Sales, Sales / US FICC / Credit Sales & Trading **Requisition ID:** 235201 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the ... Sales, Sales / US FICC / Credit Sales & Trading ** Global Banking & Markets provides a full range...of day-to-day business controls. Understand that operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk requirements must… more
- Citigroup (Houston, TX)
- The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order… more
- PennyMac (Westlake Village, CA)
- …through the complete mortgage journey. Job Overview The Vice President of Whole Loan Trading will play a crucial role in managing and expanding our whole loan ... trading activities. This position requires a strong understanding of...sheet* Implement and monitor risk management strategies to ensure compliance with regulatory requirements and internal risk tolerances.* Assess… more
- Charles Schwab (Austin, TX)
- …with the existing extensive range of products at Schwab, including trading platforms and research and analysis tools, tradeable products, award-winning educational ... client experiences and services including account enrollment, money movement, crypto trading , and crypto transfers. **Job Summary:** This Senior Product Manager role… more
- Raymond James Financial, Inc. (New York, NY)
- …and implements added execution algos and enhancements for Raymond James electronic trading business. + Analyzes and provides quantitative analysis of Raymond James ... sources. + Creates back-testing models to evaluate and optimize the firm's trading strategies. + Initiates and maintains excellent working rapport with business… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- Citigroup (Jacksonville, FL)
- …Oversight:** Reviewing escalated surveillance issues, performing transaction surveillance, providing compliance /supervisory guidance to sales & trading teams, ... in Capital Markets and the financial industry. + Cross-disciplinary knowledge of compliance , operations, trading + **Required Licenses:** Series 7, 9/10, 31,… more
- CIBC (Houston, TX)
- …You'll Be Doing:** We are seeking a market risk manager to oversee CIBC's commodities trading activities in the US with a focus on power trading . Experience with ... with respect to complex risk scenarios within a dynamic, time-sensitive trading room environment. **How You'll Succeed:** + Ensure appropriate risk frameworks… more
- Santander US (New York, NY)
- Andean FX Trading , Executive Director - New York Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... with +10 years of experience in FX and Rates trading to join our Latin America desk in New...provide market color and trade idea generation + Ensure compliance with regulatory requirement and frameworks in place +… more
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