- Citigroup (New York, NY)
- …Citi's Markets division that provides financing, securitization, and secondary sales & trading capabilities to support issuer and investor clients. As a global ... and derivative instruments. The team also provides underwriting, secondary trading , securitization, project financing, warehouse lending, commercial, residential and… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... of S&P Global Ratings' ratings methodologies, models, and analysis. The Review Analyst will participate in assigned risk-based activities and is expected to actively… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Team:** S&P Global Ratings (S&P) is seeking a Senior Analyst - Accounting Specialist to work closely with S&P...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- Mizuho Corporate Bank (New York, NY)
- …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities of this role include: + Collaborating with other… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …risk, and ensure compliance . + Work with data science, engineering, and compliance teams to keep trading operations smooth. *Contact Michelle Espejo via ... Michelle Espejo with Robert Half Financial Services is recruiting for an Operations Analyst at a forward thinking investment firm. This is a full-time permanent role… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Team** : S&P Global Ratings is seeking an experienced analyst to join its Structured Finance Ratings practice which...committees. + Review legal and operating documents to ensure compliance with criteria and identify issues with the transaction… more
- Marex (Chicago, IL)
- …quality delivery of services to end users and clients. The Application Support Analyst is responsible for taking ownership of issues and providing procedural and ... desk and the wider IT group. Responsibilities: + Provide support for all trading and back-office platforms offered by Marex to both internal and external client… more
- Tradeweb (Jersey City, NJ)
- **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly ... interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than...Detail** Tradeweb is seeking a Technical Policy Writer & Analyst to join our Risk team. The successful candidate… more
- Coinbase (Dover, DE)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...crypto exchanges or in financial services, ideally in payments, trading operations or technical support. * Experience in project… more
- RGP (Houston, TX)
- …initiative in problem-solving **Preferred Experience** + Background in commodities trading , energy markets, or environmental compliance + Familiarity ... Join our client's team as an Environmental Commodities Analyst , where you'll play a crucial role in...role in managing renewable fuel credit operations and ensuring compliance with federal environmental regulations. This position offers the… more
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