• Advisor, Supervision - Annuity & Insurance

    Raymond James Financial, Inc. (Denver, CO)
    …methods. * Suitability and other compliance issues involved with branch manager /FA trading activity. * Knowledge of annuities and insurance products ... moderate scope and complexity. **Essential Duties and Responsibilities:** * Conducts compliance and suitability reviews, and monitors trading activities, through… more
    Raymond James Financial, Inc. (06/12/25)
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  • Advisor, Supervision- Packaged Products

    Raymond James Financial, Inc. (Denver, CO)
    …methods. * Suitability and other compliance issues involved with branch manager /FA trading activity. **Skill in:** * Operating standard office equipment and ... various compliance and suitability reviews to detect trends of post- trading patterns, and possible rules violations to ensure adherence to securities industry… more
    Raymond James Financial, Inc. (05/14/25)
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  • Lead Portfolio Investment Analyst

    T. Rowe Price (Baltimore, MD)
    …as well as long term technological outlook and implementation + Manage trading and portfolio manager relationships including coordinating accurate and timely ... The Lead Portfolio Investment Analyst (PIA) resides within the Investment and Trading Solutions group. The PIA works directly alongside portfolio managers and… more
    T. Rowe Price (07/23/25)
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  • Principal Endur Analyst - Back office

    NextEra Energy (Houston, TX)
    …Office Sr. Business Analyst with expertise in the utilities business and the Endur trading and risk management system. As a Back Office Sr. Business Analyst, you ... operations. The ideal candidate will have a strong background in utilities trading , excellent analytical skills, and a deep understanding of commodity markets.… more
    NextEra Energy (06/21/25)
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  • Foreign Exchange Capital Markets Sales…

    M&T Bank (Buffalo, NY)
    …internal areas, implementing and coordinating review of any Bank balance sheet hedging trading strategies with Bank resources to ensure compliance with the ... a Treasury Capital Markets sales desk. **Primary Responsibilities:** + Lead Relationship Manager sales enablement and training efforts with FX (Foreign Exchange) and… more
    M&T Bank (07/23/25)
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  • Trader

    Neuberger Berman (Chicago, IL)
    …and generating P&L for multiple fixed income portfolios, with a focus on trading and executing across a wide range of interest rate products including government ... futures, options, and other derivatives. The successful candidate will also provide trading support and market insight to senior members of the investment grade… more
    Neuberger Berman (05/29/25)
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  • Manager , Quantitative Analytics (US)

    TD Bank (Mount Laurel, NJ)
    …this role. **Line of Business:** Risk Management **Job Description:** The manager , Quantitative Analytics leads a specialized team of Quantitative Strategist ... marketing and personal banking analytics models. **The position reports to Senior Manager - AML, Retail Model Validation. The primary responsibilities for this role… more
    TD Bank (07/31/25)
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  • Credit Manager

    ADM (Chicago, IL)
    **100134BR** **Job Title:** Credit Manager - Chicago, IL **Department/Function:** Investor Relations **Job Description:** **Credit Manager , Chicago, Illinois** ... is an exempt level position. **Position Summary:** The Credit Manager will focus on financial analysis and review of...will interact with various ADMIS departments including Risk and Compliance . The position will also interact with ADMIS and… more
    ADM (07/26/25)
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  • Collateral Operations Manager - Asset…

    Robert Half Finance & Accounting (New York, NY)
    …for Collateral Operations Manager role for a $40+bn AUM Investment and Trading firm based in midtown Manhattan New York. Our client requires 7+ years Collateral ... in. We are seeking a highly motivated Collateral Operations Manager with a unique blend of Uncleared Margin Rules...variation margin exchanges through the OMS + Collaborate with trading desks, portfolio managers, custodians, legal teams, and IT… more
    Robert Half Finance & Accounting (07/11/25)
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  • Risk Manager - Framework - Chief Risk…

    Bloomberg (New York, NY)
    Risk Manager - Framework - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10042139 **Description & Requirements** The energy ... of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;...The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more
    Bloomberg (05/15/25)
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