- Neuberger Berman (New York, NY)
- …team supports Institutional, Private Wealth Management and Intermediary businesses of the firm , and services a family of Collective Investment Trusts (CIT) as well ... asset allocations in accordance with client investment policy. Oversee/implement trading and portfolio rebalancing process + Coordinate ongoing administration of… more
- BlackRock (Atlanta, GA)
- …BlackRock's Legal team, primarily focusing on digital assets priorities across the firm . Responsibilities would include, but not be limited to, providing legal ... funds, and other collective investment products, tokenization, staking, collateral, trading , fund structuring and digital asset service provider agreements. +… more
- Raymond James Financial, Inc. (NY)
- …or certification to administer and analyze various reviews to detect trends, trading patterns, and possible rules violations to ensure adherence to securities ... industry regulations and limit firm liability. Some guidance is provided to perform varied...platform policies and procedures as they apply to account trading activity of clients' accounts by monitoring financial advisor… more
- Robert Half Finance & Accounting (New York, NY)
- …of OTC Derivative Operations experience at an Investment Bank or Asset Management firm . OTC and Listed Derivative Regulatory knowledge such as Dodd-Frank, EMIR or ... for operational support on OTC and Listed derivative for various trading desks including Rates, Credit, Treasury, Securities, etc. + Co-ordinating internally… more
- BlackRock (Boston, MA)
- …initiatives, and have daily operational responsibilities that are central to firm -wide growth aspirations and priorities. Our team combines operations professionals ... the market and to support our Capital Markets and Trading colleagues to monitor and respond to the impact...total compensation may vary based on role, location, and firm , department and individual performance. For Boston, MA Only… more
- Neuberger Berman (Chicago, IL)
- …Income:** Neuberger Berman is an independent, employee-owned, global asset management firm , serving the financial needs of institutions and individual investors ... will also work with teams across the platform including credit research, trading , portfolio managers, IT, Risk and analysts. _What to Expect:_ Receive training… more
- Citigroup (New York, NY)
- …equity prices, credit spreads and foreign exchange rates. Individuals monitor trading limits and are responsible for approving transactions over certain established ... limits. Work with traders or trading management and recommend actions to mitigate risk. Responsible...limits and triggers + Monitor business compliance with the firm 's market risk-related policies + Assist in product specific… more
- Charles Schwab (Westlake, TX)
- …and practices that build client trust and safeguard the integrity of the firm . The Senior Manager will join an engaging and dynamic Employee Compliance Team. ... of key components of the Employee Compliance Program including Schwab securities trading , Schwab Investment Advisers Codes of Ethics, Gifts and Entertainment and… more
- Raymond James Financial, Inc. (Jersey City, NJ)
- …mathematical models, and help translate algorithms into code. Back test and implement trading models and signals in an active, live trading environment. Develop ... to address practical issues in finance, such as derivative valuation, securities trading , risk management, or financial market regulation. Part of a team of… more
- Citigroup (New York, NY)
- …position responsible for overseeing client analysis and reporting, in coordination with the Trading team. The overall objective of this role is to utilize research ... to do the same, demonstrating proper consideration for the firm 's reputation. + Be familiar with and adhere to...experience + Master's degree preferred **Job Family Group:** Institutional Trading **Job Family:** Trading **Time Type:** Full… more