- Neuberger Berman (Chicago, IL)
- …and generating P&L for multiple fixed income portfolios, with a focus on trading and executing across a wide range of interest rate products including government ... futures, options, and other derivatives. The successful candidate will also provide trading support and market insight to senior members of the investment grade… more
- Wellington (Boston, MA)
- …and trading processes + Driving the continued evolution of firm 's policies, procedures and other controls relating to investment, order implementation, and ... Senior Compliance Analyst will support Wellington Management's global investment & trading compliance program, focusing primarily on compliance support to trading… more
- Raymond James Financial, Inc. (Denver, CO)
- …determine the suitability of the transactions in accordance with industry regulation and firm guidelines. In addition, the team detect trends, and trading ... patterns to ensure adherence to securities industry regulations and limit firm liability. The advisor of the Annuity and Insurance Products review team will use… more
- Citigroup (Jersey City, NJ)
- …trade surveillance, e-communications and voice surveillance, employee trading , outside activities surveillance, and information barrier controls/surveillance. ... Control Room and is responsible for establishing and maintaining the Firm 's public/private Information Barrier through policies and procedures reasonably designed to… more
- NextEra Energy (Juno Beach, FL)
- …our customers and stakeholders. Our team is skilled in market analysis, trading , risk management and delivering tailored customer solutions across North America. If ... This team operates several areas of support that some firms may operate separately: market risk management, product control,...areas as inseparable for a complete understanding of the trading risks. The person we are seeking is a… more
- TD Bank (New York, NY)
- …accountabilities include but are not limited to: + Evaluate practical applicability of Firm policies to Electronic and automated (Algo) trading and sales ... supervision practices and escalates key issues arising from Global Markets trading , sales and origination business activities; and executes delegated supervision… more
- Citigroup (New York, NY)
- …is a senior-level position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an origination role, but will also ... be focused on growth with key existing clients trading cash electronic products. Salesperson will also work with...when making business decisions; demonstrating proper consideration for the firm 's reputation + Lead strong governance and controls +… more
- Eagle Seven (Chicago, IL)
- …risk for the firm + Communicating with various exchanges and clearing firms to adjust risk limits/risk metrics as necessary + Adjusting internal risk limits ... within the firm 's proprietary trading systems + Troubleshooting certain trading and software related issues and escalate when appropriate + Meeting with … more
- NextEra Energy (Houston, TX)
- …Sr. Business Analyst with expertise in front office business operations and the Endur trading and risk management system. As a Front Office Sr. Business Analyst, you ... will play a critical role in supporting the trading desk by leveraging your knowledge of Endur to...accept any unsolicited resumes or referrals from **any third-party recruiting firms or agencies** . Please see ourfor more… more
- Neuberger Berman (New York, NY)
- …place to mitigate these risks. Reviews conducted will be focused on firm /fund structuring, trading , valuation, portfolio accounting and fund administration, ... private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the firm manages $515 billion in client assets (as of March 31, 2025)… more