- Pacificorp (Portland, OR)
- …+ Develop, write, and sponsor testimony for PacifiCorp, including testifying at state regulatory hearings. + Serve as an advisor and solve complex problems ... entails the optimization of generation and transmission resources including commercial trading activity and the near-term forecasting of load and renewable… more
- KeyBank (Brooklyn, OH)
- …The Client Administrator (CA) is accountable to assist a Senior Institutional Advisor (SIA)/Relationship Manager (RM), and other SIA/RM, as needed within the ... bank account services/activities, as well as maintaining the integrity of associated compliance aspects. May independently work with client contacts to identify and… more
- Adecco US, Inc. (Webster Groves, MO)
- …custodial account setup, and transfer of assets. + Ensure documentation adheres to regulatory and firm compliance standards. + Maintain accurate and up-to-date ... + Process account changes (beneficiaries, address updates, permissions). + Coordinate trading instructions and cash movements under advisor direction. +… more
- Truist (Tampa, FL)
- …investment, portfolios. 8. Adhere to (and document) risk management and compliance with all relevant regulatory policies and procedures. QUALIFICATIONS ... acts as a primary source for investment communication. Assists the Wealth Advisor in acquiring Reserve-level, prospective clients. 2. Assist Wealth Advisors with… more
- Bloomberg (New York, NY)
- …Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description & Requirements** The energy of a ... newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;...with Bloomberg's innovation-driven culture, customer trust, and evolving global regulatory landscape. We are looking for a critical thinker… more
- Principal Financial Group (Des Moines, IA)
- …and technical due diligence for new initiatives and vendor platforms. + Regulatory Compliance : Ensure that all architectural designs adhere to stringent ... experience with microservices architectures. + You are familiar with financial services regulatory frameworks (eg, SOX, SEC, FINRA). + You are a strong, strategic… more
- KeyBank (Brooklyn, OH)
- …bank account services/activities, as well as maintaining the integrity of associated compliance aspects. May independently work with client contacts to identify and ... bank account services/activities, as well as maintaining the integrity of associated compliance aspects. May independently work with client contacts to identify and… more
- XPO, Inc. (Charlotte, NC)
- …key metrics (eg, competitor EBITDA, Capex, TSR, etc.) + Review and track Proxy Advisor policy changes and run pro forma modeling on say-on-pay and equity plan ... for employee equity grants, using various stock prices; provide analysis of executive compliance with stock ownership and retention policy and number of shares that… more
- Citigroup (New York, NY)
- …with the Institutional Banking team.The Banker also serves as an intermediary in trading for clients.The overall objective of this role is to act as strategic ... advisor to our clients by formulating investment strategies and...on market trends + Serve as the expert on regulatory , financial and complex strategic issues relating to corporate… more
- Bank OZK (Charlotte, NC)
- …embrace, support, and model the bank's values and mission + Ensure compliance with internal/external regulatory policies, procedures, and guidelines Basic ... with clients' financial needs and objectives. As their trusted advisor , you will work directly with clients to help...portfolio review calls + Provide general investment expertise and trading capabilities + Generate and review trades in the… more