- BMO Financial Group (IL)
- …to achieve the desired business results and support corporate, compliance and/or regulatory requirements. Includes guidelines, standards, directives, ... Our ideal candidate has commercial lending experience and excellent writing skills. Trading Product expertise is a definite asset. Provides subject matter expertise… more
- Citigroup (Tampa, FL)
- …along with a committed effort to stay apprised of new and changing regulatory and legal issues and industry initiatives. The function requires extensive interaction ... clients and their internal/external counsel as well as coordination with the firm's trading /sales, legal, credit and tax areas. The role is also expected to have… more
- Bloomberg (New York, NY)
- …Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description & Requirements** The energy of a ... newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;...with Bloomberg's innovation-driven culture, customer trust, and evolving global regulatory landscape. We are looking for a critical thinker… more
- Insight Global (Overland Park, KS)
- …and maintain corporate records and minutes. You will serve as a key advisor to senior executives and board members, ensuring effective communication and follow-up on ... The position oversees corporate governance policies and practices, ensuring compliance with SEC regulations, listing requirements, and evolving governance standards.… more
- Bloomberg (New York, NY)
- …strategies that demonstrate return on investment, environmental performance improvement, and compliance with regulatory expectations. * Manage relationships with ... The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;...external partners, acting as a subject matter expert and advisor to sustainability leadership on sustainability risks, opportunities, and… more
- Principal Financial Group (Des Moines, IA)
- …consulting services that make valuable contributions and position Principal as a trusted business advisor . Here are few examples of the kinds of things you'll do: + ... on technical plan design specific to the client's organizational structure and compliance related questions. This is an excellent opportunity to not only work… more
- JPMorgan Chase (New York, NY)
- …Markets QR Business Control Management team, covering a variety of QR teams in Trading and Risks across the globe, including Equities, Rates, FIF, CEM, FX, Credit, ... analysis, and remediation. **Job Responsibilities:** + Serve as a trusted control advisor to the Front Office, preparing them for internal and external examinations… more
- Bank OZK (Charlotte, NC)
- …embrace, support, and model the bank's values and mission + Ensure compliance with internal/external regulatory policies, procedures, and guidelines Basic ... with clients' financial needs and objectives. As their trusted advisor , you will work directly with clients to help...portfolio review calls + Provide general investment expertise and trading capabilities + Generate and review trades in the… more
- WESCO (Pittsburgh, PA)
- As the Senior Director - Investor Relations, you will serve as a trusted advisor to the CEO, CFO, and executive leadership team, shaping and executing a ... including script development, Q&A preparation, and post-call analysis. + Ensure compliance with SEC regulations and best practices in financial disclosure, while… more