- NatWest Markets (Stamford, CT)
- …support business and functional lines on topics of Supervisory controls and Unauthorised Trading risk mitigation, helping Business and Functional Heads to ensure ... and the business._ Join us as a Supervision Controls Associate in the US Risk and Controls...expert on the NWM Supervisory Controls framework and Unauthorised Trading risk for NWM (US) + Supports… more
- Bloomberg (New York, NY)
- …First Line of Defense (1LOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) activities + Successfully identify and recommend ... Risk Officer - Enterprise Products ( Risk Advisory)...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we… more
- Scotiabank (New York, NY)
- …coordinating product development initiatives for core Equity Derivatives products with control groups and trading desks; utilizing knowledge of financial ... Associate Director, US Equity Derivatives **Requisition ID:** 233876...operating within regulatory framework; and utilizing experience with internal trading and technology systems, including peak/k2, risk … more
- NatWest Markets (Stamford, CT)
- … control , managing client and sales queries, broker and trading queries, US Treasury auctions, regulatory reporting support and reconciliation controls. ... US Middle Office Associate LocationStamford,United States Job typePermanent Contract typeFull Time...processes, strengthen controls, and reduce costs. + Escalate potential risk and control issues in a timely… more
- JPMorgan Chase (New York, NY)
- …pitching new ideas + Manage the execution process by coordinating among sales, trading , Banking, Risk , legal and other involved parties (compliance, business ... We are seeking a dynamic Associate to join the Strategic Financing Solutions team....& Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.… more
- Citigroup (Getzville, NY)
- …Market Operations functions. Basic understanding of how the team interacts with Trading Desk, Sales Desk, Operations and Technology support teams in accomplishing ... flows, products, and systems used to support the Rates Trading Business. Must be able to exchange information in...to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data… more
- BlackRock (Atlanta, GA)
- …tech teams that create cutting-edge IP, providing an advantage in quality, scale, and risk control + A focus on transforming markets, driving and advocating for ... Investments (BGM) brings together BlackRock's Index Investments, Cash Management, Global Trading , ETF Markets, Securities Lending, and Financing & Financial Resource… more
- JPMorgan Chase (Brooklyn, NY)
- …excellent opportunity to learn and gain an in-depth understanding of Interest Rate trading and balance sheet strategies and risk management techniques via ... exposure to one of the highest ranked Rates trading desks across the industry. The Global Rates business...North America. As a Global Rates Product Controller - Associate in the Corporate & Investment Bank, you will… more
- JPMorgan Chase (Newark, DE)
- …company that supports your professional journey and offers exciting challenges. As a Trading Services Associate II within JPMorganChase, you will play a pivotal ... Equities financing desk. + Coordinate communications between structuring, the trading desk, Credit Risk , and operational stakeholder...funds and asset managers. + Work with Equities Product Control teams to ensure accuracy in the desk's P&L… more
- TD Bank (New York, NY)
- …implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage plan. ... Compliance Oversight program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage… more