- Manulife (New York, NY)
- …sound Rule 206(4)-7 compliance program for CQS (US), including testing, management of regulatory examinations, training , conflict management , and ... compliance initiatives, including policy development, oversight committee management , internal investigations, and training development. **Job… more
- National Youth Advocate Program (Columbus, OH)
- …response that advances effective child welfare practice. + Provide individual and group level training and support on compliance measures, inclusive of all ... outcomes. Additionally, this leadership position includes the provision of technical assistance, training , consultation, and support to program staff through the… more
- Manulife (New York, NY)
- …sound Rule 206(4)-7 compliance program for CQS (US), including testing, management of regulatory examinations, training , conflict management , and ... compliance initiatives, including policy development, oversight committee management , internal investigations, and training development. **Job… more
- LEGOLAND (Goshen, NY)
- …Codes. Helps to develop, implement, and monitor robust engineering, safety and training compliance strategies and procedures across the entire Technical Services ... the Role** Under the direction and supervision of the Training and Compliance Manager, the Training...to, the following: + Provide a strategic approach to compliance management in respect of ride safety… more
- S&P Global (New York, NY)
- …of compliance and continuous improvement. + Manage reporting of training activity, regulatory commitments, and management action plans, ensuring transparency ... Lead. This role focuses on designing, managing, and tracking global compliance training programs, while also supporting key operational initiatives across… more
- Santander US (Dallas, TX)
- …and establish necessary recommendations on compliance matters such as, Training , Regulatory Change Management , Metrics, Reporting, etc. + Executing ad-hoc ... Consumer Compliance Management Intern Country: United States...skills in real life situations. You will learn how compliance teams support the business in meeting… more
- CACI International (VA)
- Contracts & Subcontracts Compliance and Training Specialist Job Category: Contracts Time Type: Full time Minimum Clearance Required to Start: None Employee Type: ... and motivated individual to join our Contracts & Subcontracts Compliance and Training team. Reporting to the...programs, including participant feedback, knowledge retention, and impact on compliance performance. * Support the annual review… more
- KeyBank (Cleveland, OH)
- …line units in the establishment of compliance policies, procedures, and training . Advise senior management on applicable laws, and regulations including ... - Cleveland, Ohio 44114 **JOB BRIEF (PURPOSE)** The Wealth Management Compliance Executive is a senior leader...Chief Compliance Officer. + Provide oversight of compliance training materials developed by front line… more
- Pioneer Bank (Albany, NY)
- …items identified during compliance monitoring. + Assists with assigned projects to support the Risk Management Department. + Keeps abreast of current trends ... processing, performing compliance monitoring and assessments of compliance management processes and procedures for all...tasks and projects. + Assists with tracking of bank-wide compliance training . + Assists with requests for… more
- American Express (New York, NY)
- …Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance Organization is an independent risk management function, led by the Chief ... fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk management framework,… more