- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of ... the US Compliance Examination Plan established to ensure adherence with broker-dealer...but may also support other affiliated entities within the company including, but not limited to, the parent bank… more
- Vanguard (Malvern, PA)
- …and products. + Advanced knowledge of FINRA, SEC, state, banking, and trust company regulations and other regulatory requirements applicable to investment ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- Amazon (Austin, TX)
- Description Amazon Web Services (AWS) Compliance & Security Assurance is seeking a seasoned, self-motivated Solutions Architect, who is passionate about security, ... risk management and compliance to lead innovative technical strategies to solving some...scale. At AWS, security is central to maintaining customer trust and delivering delightful customer experiences. Our organization is… more
- Koniag Government Services (San Antonio, TX)
- …Koniag Government Services company , is seeking a Cyber Governance, Risk and Compliance Subject Matter Expert II to support **KDS** and our government customer at ... numerous end-user devices. + Participates in efforts to maintain compliance with DoD Zero Trust Strategy, DoD...a plus. **Requirements:** + Ability to obtain a Public Trust **Our Equal Employment Opportunity Policy** The company… more
- Banc of California (Santa Ana, CA)
- …owners re: SOX Compliance requirements to increase awareness, understanding, and compliance . + Collaborates with the Company 's internal auditors to maximize ... of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking...Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in compliance… more
- Walmart (Bentonville, AR)
- …promoting policies, programs and products to ensure safe transactions and fostering consumer trust and compliance with the law across our online and marketplace ... you'll bring:** + Bachelor's degree and/or 2+ years of related work experience in Compliance , Trust & Safety, risk management, operations, or Legal + Excel and… more
- TD Bank (Fort Lauderdale, FL)
- … Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of 1940, FINRA, SEC rules, and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Brink's (Coppell, TX)
- …regulatory agencies and instrumentalities; and assist with implementation/revision of Company compliance initiatives as necessary, including in conjunction ... Job Description Primary Purpose: Drive regional implementation of the company 's Global Ethics & Compliance Program including...and united by values. With a legacy built on trust and a future driven by innovation, Brink's partners… more
- Amazon (Austin, TX)
- Description Amazon's Security Risk and Compliance (SRC) team is currently hiring a Security Compliance Specialist to focus on preparing for and supporting ... customers, business associates, and other third party (3P) partners. The Security Compliance Specialist will handle multiple requests submitted for proof of … more
- New Jersey Resources (Houston, TX)
- …individual managing PHMSA Audits/Inspections. * Direct the development and implementation of company plans for integrity management, and ensure compliance with ... sustainable, cleaner energy future. At our Fortune 1000 diversified energy company , you'll find a friendly, community-minded environment, with flexible work… more
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