- Middlesex Savings (Maynard, MA)
- …with prescribed compliance, security and risk protocols. Maintains proficiency in regulatory compliance. Complies with all Bank policies including those ... responsibility of the Banker II to represent Middlesex Savings Bank to the public and to their colleagues, and...they are proficient with basic trust accounts, powers of attorney , basic IRAs, foreign wires, safe deposit box opening… more
- State of Colorado (Denver, CO)
- …Time of certification (12 months after hire) WHO WE ARE The Office of the Attorney General/Department of Law is the "People's Lawyer". The Attorney General, Phil ... lead investigative agency gathering information from partnering law enforcement and regulatory agencies, not limited to numerous local, state and federal agencies… more
- JPMorgan Chase (New York, NY)
- …issues with all relevant internal stakeholders (including Alternatives Legal, Corporate Tax, Bank Regulatory Legal, Compliance and other colleagues) + Support ... and other discrete investments, both in and outside the US . We are seeking a dynamic individual with experience...skills** + 5+ years of experience as a licensed attorney in a law firm or financial institution handling… more
- KeyBank (Everett, WA)
- …to identify items/conditions to be satisfied. Adheres to all KeyBank and regulatory compliance procedures, including but not limited to Office of Foreign Assets ... parties; work seamlessly with the LOB, other internal partners, third parties, bank groups/syndications, etc. Determine if counsel is required (whether fully or… more
- MyFlorida (Orlando, FL)
- …ABOUT THE AGENCY: The Florida Office of Financial Regulation (OFR) provides regulatory oversight for Florida's financial services industry. The OFR is organized into ... the Financial Services Commission, which is comprised of the Governor, the Attorney General, the Chief Financial Officer, and the Commissioner of Agriculture. ABOUT… more
- Lincoln Financial (Olympia, WA)
- …Financial Group's position with third parties such as federal and state regulatory bodies and agencies + Prepare and maintain registration statements for Lincoln's ... in the laws applicable to life and annuities (legislative, regulatory , case law + Maintain current knowledge of legal...1940 + Minimum of 10+ years' experience as an attorney preferably either at a law firm or financial… more
- Wells Fargo (San Francisco, CA)
- …people who will put our customers at the center of everything we do. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins ... **Banking, Lending, & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families… more
- USAA (San Antonio, TX)
- …we treat each other and our members. Be part of what truly makes us special and impactful. **The Opportunity** We are currently seeking a talented Litigation Manager ... and integrates information. Forms responses and submits responses to legal and regulatory requests. + Conducts case activities to include investigating case facts,… more
- JPMorgan Chase (Rochester, NY)
- …Commercial Banking, Consumer and Community Banking. The JP Morgan Private Bank offers high net worth individuals and families personalized, comprehensive financial ... years we have been voted number 1 in the US for overall private banking services by Euromoney ,...delivery of services + Make recommendations regarding how the Bank shall exercise discretionary powers it has as trustee… more
- JPMorgan Chase (New York, NY)
- …who will support you in getting there. The JP Morgan Private Bank offers high net worth individuals and families personalized, comprehensive financial solutions ... years we have been voted number 1 in the US for overall private banking services by Euromoney, and...delivery of services. * Make recommendations regarding how the Bank shall exercise discretionary powers it has as executor… more