- City National Bank (Los Angeles, CA)
- …in line with the standards * Responsible for executing core compliance and operational risk program functions for Personal and Business Banking, such as ... Issues management, and Control Program functions. Provide informed and credible risk and control perspectives across compliance, operational , and related… more
- American Express (New York, NY)
- …governance to direct reports **Minimum Qualifications** + Understanding of critical operational risk management lifecycle activities + Experience in process ... effectiveness and operational monitoring + Experience managing operational risk events + Familiarity and subject...Employment eligibility to work with American Express in the United States is required as the company… more
- Bank of America (New York, NY)
- …experience as department Head for the equivalent function **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its ... such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk colleagues and work closely with the Front-Line Units *… more
- Scotiabank (Dallas, TX)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance ...physical, mental, and social health needs. **\#GTB #Dallas** Location(s): United States : Texas : Dallas Scotiabank… more
- Berkshire Bank (Boston, MA)
- … and trust industries ensuring compliance with regulations. + Comprehensive understanding of operational risk , investment risk , regulatory risk , and ... and appropriate disclosure of conflicts of interest. + Comprehensive understanding of operational risk , investment risk , and regulatory risk… more
- NatWest Markets (Stamford, CT)
- Supervision Controls Associate Closing date for applications: 21/09/2025 LocationStamford, United States Job typePermanent Contract typeFull Time \#R-00264215 Our ... people to thrive. This role is based in the United States and as such all normal...us as a Supervision Controls Associate in the US Risk and Controls Team + If… more
- Bank of America (Charlotte, NC)
- …Decisions made will have significant impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank . On a tri-annual basis this ... Management + Interpret Relevant Laws, Rules, and Regulations **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and its… more
- American Express (Sandy, UT)
- …and testing of tools and systems used to manage affiliate relationships and operational risk processes. + Collaborate with cross-functional teams to support ... + Contribute to ad-hoc projects related to regulatory and operational risk programs and initiatives (ie, root...Employment eligibility to work with American Express in the United States is required as the company… more
- Scotiabank (New York, NY)
- …every future! **Purpose** Responsible for the oversight and execution of the US Risk and Control Self-Assessment (RCSA) Program, ensuring effective ... Provided hands-on oversight of RCSA activities, ensuring alignment with operational risk policies and regulatory expectations. +...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... the areas noted above. + Knowledge of and experience with enterprise / operational risk management processes including regulatory exam management / regulatory… more