- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... work makes an impact, and together, you will help us define the future of American Express. How will...multiple business areas including integrated audits that consider financial, operational , compliance and technology risk + Effectively… more
- TD Bank (Richboro, PA)
- …colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct + ... **Work Location:** Richboro, Pennsylvania, United States of America **Hours:** 40...tracking and resolving gaps + Requires business, banking and bank operational process management knowledge and expert… more
- Banc of California (Santa Ana, CA)
- …other duties and projects as assigned. **WHAT YOU'LL BRING** + 2+ years of bank operations and operational risk management / loss prevention experience. ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...of Banc of California. Our core values - Entrepreneurialism, Operational Excellence, and Superior Analytics - empower us… more
- Charles Schwab (Westlake, TX)
- … Management audits cover areas such as compliance, credit, liquidity, market and operational risk management. The team also performs testing to confirm ... trade monitoring solutions; and (vi) middle and back office operational functions. + Bank + The ...Applicants must be currently authorized to work in the United States on a full-time basis without… more
- Marex (Houston, TX)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... indicators to inform trading decisions. + Develop and implement risk management strategies to mitigate price fluctuations, credit risks,...and MSIL trading books. + Liaising with clients in US ; clients include banks , hedge funds, market… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... work makes an impact, and together, you will help us define the future of American Express. **About the...Employment eligibility to work with American Express in the United States is required as the company… more
- Santander US (Miami, FL)
- …Pre & Post Trade Exchange Traded Derivatives & Clearing Operations, Vice President Country: United States of America **Your Journey Starts Here:** Santander is a ... + Knowledge of compliance to CIB around execution of controls to minimize the operational risk + Proven experience in providing a project status update with… more
- PNC (Deerfield Beach, FL)
- …through the training, coaching and development of employees with a focus on bank protocol, operational processes, policies and procedures. Coaches employees to ... advantage in the markets we serve. We are all united in delivering the best experience for our customers....and audit requirements. Trains and coaches team members with operational / risk activities and monitors adherence to policies… more
- Citizens (Boston, MA)
- …paid time-away policy of every local and state jurisdiction in the United States . For an overview of our benefits, visit https://jobs.citizensbank.com/benefits ... includes assessment of the likelihood and impact of a risk event and understanding the bank 's ...Risk Management Principles: A solid understanding of various risk types (eg, operational , financial, compliance, reputational)… more
- BMO Financial Group (New York, NY)
- …Achieves results in a professional, ethical, and conscientious manner consistent with the risk policies and practices of the Bank . **Managerial leadership:** + ... Managing Director & Team Lead, Treasury & Payment Solutions, Global Banks **Mandate** The mandate of the Managing Director & Team Lead, Treasury & Payment Solutions,… more