- HSBC (Buffalo, NY)
- …and other key performance indicators (attendance, revenue, retention, service levels, quality, operational risk , etc.) + Complete other related duties as ... experienced personnel. Support HSBC's diversity programs.Adhere strictly to compliance and operational risk controls with HSBC and regulatory standards, policies… more
- M&T Bank (Highland, NY)
- …skills, and experience will inform their specific compensation. **Location** Highland, New York, United States of America M&T Bank Corporation is an ... Secrecy Act)/ KYC (Know Your Customer related activities. Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory… more
- Marex (Chicago, IL)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than...to perform their role in the organisation to minimise risk of excessive or inappropriate permissions. + Work closely… more
- CIBC (Chicago, IL)
- …finance or other business-related discipline. + Experience in conducting operational risk oversight. + Excellent collaboration and relationship-building ... and the head of Consumer Lending, participate in the US Region portfolio limits for credit concentration annual limit...management through limits, metrics and procedures. + Experience in Bank Operations and Credit or Credit Risk … more
- M&T Bank (Getzville, NY)
- …skills, and experience will inform their specific compensation. **Location** Getzville, New York, United States of America M&T Bank Corporation is an ... Exam Management EEM) team, associate will develop implement and execute various operational risk /compliance-related initiatives at the business line level, to… more
- BMO Financial Group (Chicago, IL)
- …impact the Bank 's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory agencies. + Fosters a culture ... (UDAP) / Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) across the US Assists in the implementation, maintenance and administration of a specific compliance… more
- TD Bank (New York, NY)
- …to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps abreast of ... **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40...assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- Federal Reserve Bank (Washington, DC)
- …economic activity. Policy Research and Analytics is responsible for policymaking surrounding banks ' trading, credit, and operational risk models, researching ... economics of financial intermediation by banks and non- banks , and the implications on bank supervision...economic impacts of regulatory policies, and analyzing information on banks ' internal risk limits as part of… more
- Citizens (Tarrytown, NY)
- …of those plans efficiently and timely + Ensure proactive ongoing assessment of our operational risk environment + Develop and implement strategies to mitigate ... processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks...policy of every local and state jurisdiction in the United States . For an overview of our… more
- PNC (Chicago, IL)
- …and Critical Thinking, Effective Communications, Industry Knowledge, Internal Resource Coordination, Operational Risk **Work Experience** Roles at this level ... **Position Overview** PNC Bank seeks a dynamic and engaging Senior Group...in a PNC footprint location. Responsibilities : o Dynamic operational leader who is adaptable, flexible, and able to… more