- Marex (New York, NY)
- …SEC, FINRA, MSRB, and other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... of clients that include some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than 35 offices around the… more
- Lincoln Financial (Fort Wayne, IN)
- …administrative support for product initiatives, ensuring strong controls and minimizing operational risk . Identify opportunities to automate reporting processes ... you will play a key role in supporting pricing, risk , and strategic initiatives to help profitably grow the...contributions and invests in programs that empower each of us to take charge of our own future. **What's… more
- MUFG (Tempe, AZ)
- …Basic understanding of the financial services industry. + Basic understanding of Operational Risk Management Programs and frameworks + Experience managing ... FBR, FDIC, SEC, FFIEC, FINRA; in addition to other US regulators (eg, NY Department of Financial Serivices), and...and maintaining relationships. + A commitment to protect the bank from all risk exposure. + Experience… more
- Marex (New York, NY)
- …for facilitating the account opening process across a number of different entities in the United States . The team will work with brokers or client services to ... some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than...and other applicable regulatory bodies. + Adhere to the operational risk framework for your role ensuring… more
- M&T Bank (Clanton, AL)
- …pay range applicable to you may vary based on your location. **Location** Clanton, Alabama, United States of America M&T Bank Corporation is an Equal ... current on changes in investor and M&T guidelines. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards… more
- Zions Bancorporation (Houston, TX)
- …team in its list of "The Most Powerful Women in Banking." Our customers consistently vote us as the best bank in our local markets., We value our employees, and ... The Zions Bancorporation Factoring group is seeking a **Portfolio Manager** with operational and risk management experience to manage the operational… more
- M&T Bank (Buffalo, NY)
- …skills, and experience will inform their specific compensation. **Location** Buffalo, New York, United States of America M&T Bank Corporation is an ... approach based upon their skills and experience. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards… more
- Marex (Chicago, IL)
- …regulatory requirements under the US Regulatory Framework. + Adhere to the operational risk framework for the role ensuring that all regulatory or company ... some of the largest commodity producers, consumers and traders, banks , hedge funds and asset managers. With more than...This role will be Head of Relationship Management - US and will be responsible for managing the team… more
- M&T Bank (Clanton, AL)
- …data management principles. **Salary:** $205,500.00 - $215,500.00 per year. **Location** Clanton, Alabama, United States of America M&T Bank Corporation is ... skills and experience. Provide advisory and consulting services to Bank management on risk and control matters;...concise Audit Reports to management; and Adhere to applicable compliance/ operational risk controls in accordance with Company… more
- M&T Bank (Chicago, IL)
- …knowledge, skills, and experience will inform their specific compensation. **Location:** Chicago, Illinois, United States of America M&T Bank Corporation is ... regulatory compliance. Partner with management and colleagues to maintain all administrative, operational and risk management support for Unit. + Participate in… more