- JPMorgan Chase (Brooklyn, NY)
- …require a deep understanding of Private Equity fund structures, proficiency in accounting for complex transactions, and a comprehensive knowledge of fund governing ... functions and internal stakeholders including risk and control groups, audit, compliance , implementation, investor relations and operations + Ensure adherence to… more
- Emory Healthcare/Emory University (Duluth, GA)
- …policies, procedures, and controls to ensure fiscal responsibility and compliance with regulatory requirements in partnership with the Corporate Controller. ... **TEAM LEADERSHIP:** + Provide effective leadership to the finance and accounting teams, fostering a culture of collaboration, innovation, and continuous… more
- JPMorgan Chase (Pittsford, NY)
- …+ Monitor and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team members understand their ... **Required Qualifications, Capabilities, and Skills:** + Bachelor's degree in Finance, Accounting , Business Administration, or related field. + Five years of… more
- Wells Fargo (New York, NY)
- …requiring understanding of Investment Banking functional area, policies, procedures, and compliance requirements that influence and lead a broader work team to ... in financial engineering + SIE, S79 & S63 + Strong working knowledge of accounting and financial concepts, such as discounted cash flows + Knowledge of structured… more
- American Express (New York, NY)
- …Our professionals come from diverse backgrounds including internal controls, regulatory compliance , financial accounting , operational risk, technology, and data ... control frameworks that support banking operations, regulatory reporting, and compliance with applicable prudential standards, including the OCC's Heightened… more
- Citigroup (Getzville, NY)
- …which is responsible for executing daily controls to mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3), a Tier 2 US ... strength of the internal control framework (known as the 17a-5 Annual Compliance Report). Internally, this role regularly interfaces with NY-based Markets businesses… more
- MUFG (New York, NY)
- …events; + Ensure adherence to relevant regulatory requirements and accounting standards; + Documentation of control activities and methodologies undertaken ... + Maintain close working relationships with Front Office, Operations, Risk, Audit, Compliance and Regulatory departments to ensure needs and regulations are met.… more
- MUFG (Tempe, AZ)
- …Duties **Qualifications:** + Bachelor's degree required; advanced degrees in business, accounting , legal, or related fields preferred + Minimum of 5-10 years ... of experience in compliance , financial crimes risk management or related field +...Strong knowledge of BSA/AML banking regulations and financial crimes compliance laws + Experience with regulatory examinations and issues… more
- Citigroup (Tampa, FL)
- …NA** Citibank is a leading financial institution committed to innovation, regulatory compliance , and data excellence. Our Enterprise Data Organization (EDO) is at ... the EDO plays a critical role in ensuring the accuracy, reliability, and compliance of regulatory reports and in leveraging data analytics to drive business… more
- MUFG (Tampa, FL)
- …practice and negotiation of wording to mitigate operational, reputational and compliance risks. Ensure proper reconciliation of all GL accounts including posting ... for overseeing Trade Services Operations, including working with Risk, Audit and Compliance . Requires the ability to identify and remediate gaps and recommend areas… more