- Citigroup (New York, NY)
- …and remediation of corrective actions arising from Regulatory and Internal Audit findings. + Design, deliver, and maintain Market's E-Trading Controls, such ... reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and… more
- JPMorgan Chase (Columbus, OH)
- …the firm, business, operations management, legal, compliance, risk, audit , regulators and technology control functions **Required qualifications, capabilities, ... required + 5+ years of financial service experience in control management, audit , quality assurance, risk management, or compliance + Proficient knowledge of control… more
- MUFG (Tampa, FL)
- …process management (BPM), risk control self-assessment (RCSA)), and independent risk and audit activities as directed + Contribute to and support the implementation ... from internal and/or external compliance examinations. + Combined experience in external audit , internal audit , and operational risk and/or compliance with… more
- JPMorgan Chase (Brooklyn, NY)
- …capital and statements, releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in charge of managing client ... functions and internal stakeholders including risk and control groups, audit , compliance, implementation, investor relations and operations + Ensure adherence… more
- MUFG (New York, NY)
- …with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to ... determine MSIIs / audit points. Assist the broker dealer entity in correctly...overall experience, with hands-on proven experience in data management, Audit and Issues management and Data Governance + Strong… more
- JPMorgan Chase (New York, NY)
- …clear documentation: SOPs, runbooks, guardrail standards, and change logs for audit readiness. **Required qualifications, capabilities and skills:** + 7+ years in ... + Knowledge of brand standards, rights/licensing, privacy-by-design, accessibility, and audit requirements. + Vendor/consultant coordination for martech and AI… more
- Citigroup (Getzville, NY)
- …Action Plans (CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal Control reviews. + Assists with crisis management support during ... and workflow mapping. + 2+ years experience working with internal/external audit /regulatory groups is preferred. + Advanced project management, data analysis and… more
- JPMorgan Chase (Chicago, IL)
- …+ Engage with colleagues across business, operations, legal, compliance, risk, audit , and technology functions + Lead and manage project lifecycle activities, ... + Minimum 7 years of experience in financial services within controls, audit , risk management, compliance, program management, or project management + Proficient… more
- JPMorgan Chase (Newark, DE)
- …to foster transparent communication and achieve desired outcomes. + Coordinates Audit & Regulatory Review + Oversee Compliance and Operational Risk Evaluation ... capabilities, and skills** + Extensive experience in control management, operations, and audit within financial services, with a strong emphasis on compliance and… more
- JPMorgan Chase (Jersey City, NJ)
- …the Line of Business (LOB) and global/regional Compliance teams; including Internal Audit , Operational Risk and other Control functions. Your role requires knowledge ... and experience in Compliance as well as familiarity with regulatory and/or audit best practices. Additionally, you may provide Compliance coverage for several areas… more