- MUFG (New York, NY)
- …with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to ... determine MSIIs / audit points. Assist the broker dealer entity in correctly...overall experience, with hands-on proven experience in data management, Audit and Issues management and Data Governance + Strong… more
- JPMorgan Chase (Newark, DE)
- …to foster transparent communication and achieve desired outcomes. + Coordinates Audit & Regulatory Review + Oversee Compliance and Operational Risk Evaluation ... capabilities, and skills** + Extensive experience in control management, operations, and audit within financial services, with a strong emphasis on compliance and… more
- JPMorgan Chase (Jersey City, NJ)
- …the Line of Business (LOB) and global/regional Compliance teams; including Internal Audit , Operational Risk and other Control functions. Your role requires knowledge ... and experience in Compliance as well as familiarity with regulatory and/or audit best practices. Additionally, you may provide Compliance coverage for several areas… more
- SMBC (Jersey City, NJ)
- …Coordinates the provision of information to external auditors for the annual audit ; + Oversees accounts, ledgers, and reporting systems ensuring compliance with ... + Experience with creating financial statements including footnotes and coordinating audit activities; + Experience with general ledger functions and the… more
- RGP (Berkeley Heights, NJ)
- …annual audits with external auditors and ensure SOX compliance with internal audit . + Review quarterly and annual financial regulatory reporting. + Collaborate with ... degree or higher in Accounting or Finance; CPA preferred. + Experience in audit , fund accounting, or fund administration. + Experience with open-ended funds; real… more
- JPMorgan Chase (New York, NY)
- …with Line of Business (LOB) and global/regional Compliance teams, including Internal Audit , Operational Risk, and other Control functions, as well as Legal and ... knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve as an independent second line… more
- Mizuho Corporate Bank (New York, NY)
- …for management providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to ... degree + 10+ years of operations control, risk management, operations or audit experience desirable. + Highly motivated, self-directed individual with the ability to… more
- V2X (Lexington, KY)
- …and subcontractors to resolve operational challenges. + Support audit readiness, government surveillance activities, and contract reporting requirements. ... Six Sigma Certification + Familiarity with DCMA protocols and government audit standards + Certified Professional Logistician (CPL) or equivalent **Employee benefits… more
- JPMorgan Chase (Columbus, OH)
- …and listening & questioning abilities. + Engage with legal, compliance, risk, audit , and business and technology control colleagues across the firm. + Leverage ... required. + Minimum 7 years of financial service experience in controls, audit , quality assurance, risk management, or compliance. + Demonstrated ability in control… more
- JPMorgan Chase (Wilmington, DE)
- …providing representation for sprint planning + Support control framework and audit readiness through process and procedure updates, exception research, evidence ... preparation, and overviews for management, controls, and audit partners + Collaborate with suppliers to enhance Bureau procedures, aiming to standardize the approach… more