- Citigroup (Tampa, FL)
- …plans, inclusive of root cause identification and resolution. * Ad hoc control / audit related requests as needed. * Serve as partner on Manager Control Assessment ... on process improvement, creating efficiencies, and ensuring proactive approach and partnership to audit management * Has the ability to operate with a limited level… more
- Citigroup (Tampa, FL)
- …Minimum of 5-8 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. + ... assurance, and ensure readiness for reviews and examinations by Internal Audit , Compliance Risk, Operational Risk, and Independent Risk, among other corporate-wide… more
- JPMorgan Chase (Brooklyn, NY)
- …capital and statements, releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in charge of managing client ... functions and internal stakeholders including risk and control groups, audit , compliance, implementation, investor relations and operations + Ensure adherence… more
- Citigroup (Florence, KY)
- …in partnership with multiple functions such as Compliance, Operations, Technology, Risk, Audit , and multiple stakeholders at all levels of management. This team is ... partner to AML and Sanctions Compliance as well as Cards Business, Internal Audit , and operations teams. Responsibilities *Manage all identified issues and work with… more
- MUFG (Irving, TX)
- …business unit in compiling, preparing, and providing responses to internal Audit functions, and to external regulatory agencies. Maintain tracking, reporting, and ... records are kept, and available for dissemination to management and/or for Audit and Exam purposes + **30%:** Supports EDD Manager with leadership responsibilities… more
- SMBC (New York, NY)
- …right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations ... execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- Citigroup (Irving, TX)
- …provide significant exposure to senior management in Risk, Finance and Internal Audit . Reporting Structure and Responsibilities: The SVP Capital and RWA Oversight ... FFIEC 101, FR Y-9C etc.) or Basel Regulator Capital Audit functions is preferred + Understanding of Basel RWA...5 years of experience in a comparable role Strong audit instincts and ability to apply independent judgment to… more
- JPMorgan Chase (Jersey City, NJ)
- …and continuous learning, fostering a workplace where everyone feels they belong. As an Audit Practices Manager ( Vice President ) on the Methodology Team, you ... JPMorgan Chase's Internal Audit is an independent function that provides risk-based...to assess and improve internal control processes. Utilizing advanced audit technology and methodology, we systematically evaluate governance, risk… more
- Citigroup (New York, NY)
- …for deal post-closing amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related matters (eg, scope ... revisions, timely review); support senior Underwriters to follow up, negotiate and implement remedial actions with servicers for any major exceptions noted in the audits. + Maintain organized credit files for credit, regulatory, and compliance purposes. +… more
- Danaher Corporation (Fargo, ND)
- …and guidance related to clinical and commercial activities and helps maintains positive audit results. + Serve as the site's primary contact with both customers and ... but not limited to establishment of quality agreements, management of lot review audit programs, Implementation of QA review for Master and Executed Batch Records,… more