- MUFG (Tempe, AZ)
- …Summary** **WORK EXPERIENCE:** + Experience in compliance testing, regulatory examination, audit , or risk management. + Exposure to regulatory exams or inquiries. ... + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information Management, Anti-Boycott Laws. **FUNCTIONAL SKILLS:** + Comfortable using Microsoft Office and basic data analysis tools + Strong… more
- Citigroup (Tampa, FL)
- …Minimum of 6-10 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. + ... Knowledge of requirements of Policy - like documents (hierarchy and non - hierarchy). + Proven experience in managing dispensation, waivers, and risk acceptances to Policy requirements or equivalent experience + Ability to identify, measure, and manage key… more
- JPMorgan Chase (New York, NY)
- …legal firm + Experience in markets, risk management, control management, Compliance, Audit , and/or operational risk. + Proven ability to multi-task, prioritize, to ... deliver high-quality results that meet Firm and regulatory expectations in a fast-paced and evolving environment. + Ability to perform under pressure and to manage competing priorities under tight deadlines + A strong track record of managing relationships at… more
- Citigroup (Tampa, FL)
- …+ Partner with senior stakeholders across the firm, including Risk, Finance, Audit to provide updates on regulatory developments and impact assessments. + Work ... with peers and program leaders on the implementation of US regulatory changes within the reporting framework. + Partner with Risk & Controls team to maintain and enhance an effective internal control's structure. **Qualifications:** + 6-10+ years of extensive… more
- Citigroup (Aliso Viejo, CA)
- …and compliance, to effectively manage risk and ensure positive internal audit ratings + Identify training needs, identify career progression opportunities and ... partner with staff to create professional development plans as well as perform supervisory duties including performance evaluations, compensation, hiring, disciplinary actions and terminations + Lead the recruitment/selection of staff across sales and… more
- Citigroup (Tampa, FL)
- …external). Develops performance matrices to track defects, productivity. Ensures clean audit results. Efficiently and effectively manages new projects and ensures ... smooth cutover with minimized risks. + Engages in project planning including cost management. Develops training content, training materials, trackers for the migration. + Responsible for setting direction of a specialized area. Decisions made at this level… more
- Citigroup (Tampa, FL)
- …roles, including preparing materials to meet all relevant deliverables and Internal Audit requirements. + Contribute to the closure of the regulatory commitments, ... including the completion of milestones as per the Transformation Project Office standards and the regulatory commitments audited by IA and the regulators **Knowledge/Experience** + 5-7 years' experience in at least 2 of the following: transformation, risk… more
- Citigroup (Irving, TX)
- …to stakeholders + Provide solutions and processes in accordance with audit initiatives and requirements and consult with Business Information Security officers ... (BISOs) and TISOs + Exhibit in-depth understanding of engineering concepts and principles + Assist with training activities and mentor junior team members + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... Build a culture of responsible finance, good governance and supervision, expense discipline and ethics + Appropriately assess risk/reward of transactions when making business decisions; and ensure that all team members understand the need to do the same,… more
- Citigroup (Tampa, FL)
- …: + 10+ years of experience in operational risk management, compliance, audit , training, other control-related functions or equivalent experience in the financial ... services industry. + Proven experience in leading training, certification or people development standards and respective governance processes + Knowledge of payment controls practices and frameworks. + Ability to identify, measure, and manage key risks and… more