- Citigroup (Queens, NY)
- …Minimum of 6-10 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. + ... Ability to identify, measure, and manage key risks and controls. + Strong knowledge in the development and execution for controls. + Proven experience in control related functions in the financial industry. + Proven experience in implementing sustainable… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Ensure projects adhere to internal controls, governance standards, and audit -readiness requirements for KYC data and processes. + Utilize data visualization ... and automation tools (eg, Alteryx, Tableau) to monitor project metrics, generate insights, and support decision-making. **Required qualifications, skills and capabilities** + Minimum five years of project management experience in KYC, AML, or regulatory… more
- MUFG (New York, NY)
- …have 7+ years of experience in Operational Risk, Internal or External Audit within a dynamic international financial institution or financial services firm. + ... Requires extensive knowledge of markets and trading operations from both process and technology perspectives. + Excellent skills in markets and trading risk assessment analysis, identifying trends and signs of changing risk levels. + Analytical mindset to make… more
- MUFG (Tempe, AZ)
- …with second line of defense (SLOD) review and challenge and Internal Audit . + Responsible for addressing, documenting and escalating Trigger Events for their ... assigned Engagements. + Support preparation of TPRM portfolio and third-party performance for Risk and Management Committees, as required. + Consults with the relevant Subject Matter Experts and acts as single point-of-contact for Third Party's completion of… more
- Citigroup (Getzville, NY)
- …new business initiatives; Issue and incident governance; internal and external audit preparation and facilitation. **Responsibilities:** + Work with Management on ... governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required by the MCA Standard including the assessment and appropriate approval of risk associated with business changes. +… more
- MUFG (Tampa, FL)
- …controls + 2-5 years of experience in operational risk and controls performing audit , monitoring, or control assessments or implementation of control measures + 2-5 ... years of experience managing a team of professionals, ideally in a risk and control organization. + Experience with process documentation, risk and control assessments, and designing/executing control testing scrips + Experience performing comprehensive… more
- MUFG (Tampa, FL)
- …equivalent plus 2-5+ years of experience in Control Testing, Risk Management or Audit . + Be able to coach via influence. + Collaborative/teamwork-focused approach. + ... Comfortable working in a fast-paced environment. + Ability to constructively work both independently and in collaborative environments involving all levels of management and employees. + Actively listens and asks thoughtful questions. + Ability to handle… more
- Citigroup (Tampa, FL)
- …Minimum of 5-8 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. + ... Ability to identify, measure, and manage key risks and controls. + Strong knowledge in the development and execution for controls. + Proven experience in control related functions in the financial industry. + Proven experience in implementing sustainable… more
- TD Bank (New York, NY)
- …management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs ... to effectively manage regulatory and governance issues for the Trader environment. **Key Responsibilities:** + **Build and scale data pipelines** : Design, develop, and maintain robust ETL workflows that integrate CRM data, market share metrics (Coalition,… more
- JPMorgan Chase (Tampa, FL)
- …+ MBA or professional certification (CFA, CPA, etc.) highly desirable + Audit , Regulatory and/or Testing experience desired JPMorganChase, one of the oldest ... financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history spans over 200… more