- Citigroup (Jersey City, NJ)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... performance optimization, and scalability considerations. + Familiarity with regulatory compliance and ethical considerations in data processing. **Education:** +… more
- JPMorgan Chase (Plano, TX)
- Bring your Expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Innovative Metrics (Beverly Hills, CA)
- …retention, and profitability. + Operational Excellence: Oversee day-to-day operations, compliance , and financial performance to ensure sustainable growth. + ... and scaling early-stage companies. + Deep understanding of insurance operations, compliance , and regulatory frameworks. + Track record of building partnerships and… more
- JPMorgan Chase (Chicago, IL)
- …standard for collateral audit and review. Your expertise will drive consistency, compliance , and innovation in a dynamic, global environment. **Job summary** As ... summarizing findings and ensuring timely resolution of issues. + Maintain compliance with JPM's Third Party Oversight requirements for all consultants engaged… more
- Citigroup (Wilmington, DE)
- …Work closely with internal stakeholders, including acquisitions, product development, and compliance teams, to ensure alignment and drive successful outcomes. + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Smithtown, NY)
- …management routines, sales practices and protocols for Business Banking to ensure compliance with all policies and procedures. + Proactively manage portfolio of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Insight Global (New York, NY)
- …access controls across our enterprise environment. This individual will ensure compliance with financial industry regulations while driving forward a modern, ... zones - Lead Tenant hardening and secure configuration aligned with financial compliance frameworks - 5+ years' implementing and designing identity and access… more
- JPMorgan Chase (Tempe, AZ)
- …you will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will work closely ... in the securities/investment industry. + Bachelor's Degree. + Experience in supervisory or compliance roles. + Knowledge of FINRA, MSRB, and SEC rules. + Strong… more
- Citigroup (Irving, TX)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Evaluate risk and controls issues, evaluate adherence against it, and ensure strict compliance to the security of the applications. - Manage the Citi's technology… more
- BlackRock (New York, NY)
- …generally. + Coordinate and work with business teams, fund lawyers, litigation, compliance , tax, risk, financial crime and operations teams regarding various credit ... processes relating to distressed/special situations investments. + Coordinate with compliance teams with respect to information barriers, restricted list reviews,… more