- Insight Global (New York, NY)
- …access controls across our enterprise environment. This individual will ensure compliance with financial industry regulations while driving forward a modern, ... zones - Lead Tenant hardening and secure configuration aligned with financial compliance frameworks - 5+ years' implementing and designing identity and access… more
- JPMorgan Chase (Tempe, AZ)
- …you will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will work closely ... in the securities/investment industry. + Bachelor's Degree. + Experience in supervisory or compliance roles. + Knowledge of FINRA, MSRB, and SEC rules. + Strong… more
- Citigroup (Irving, TX)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Evaluate risk and controls issues, evaluate adherence against it, and ensure strict compliance to the security of the applications. - Manage the Citi's technology… more
- BlackRock (New York, NY)
- …generally. + Coordinate and work with business teams, fund lawyers, litigation, compliance , tax, risk, financial crime and operations teams regarding various credit ... processes relating to distressed/special situations investments. + Coordinate with compliance teams with respect to information barriers, restricted list reviews,… more
- JPMorgan Chase (New York, NY)
- …and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control, ... with them to identify and quantify their custom requirements. + Ensure compliance with regulatory obligations, including adherence to market access controls such as… more
- JPMorgan Chase (New York, NY)
- …other analysts, COO/Operations team) as well as internal legal teams, internal compliance and regulatory teams **Job Responsibilities:** + Drafting and Execution : ... and Governance: Partner with CIOs, analysts, operations/COO, and internal Legal & Compliance in New York and London on transaction workflows, closing checklists,… more
- Citigroup (Tampa, FL)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... to accuracy, quality, attention to detail, and adherence to process and compliance guidelines. + Strong organizational & process documentation skills. + Strong and… more
- Wellington (Boston, MA)
- …valuation and operations, investment product and fund services, legal & compliance , tax, and information technology to develop and integrate private credit ... and act as first line of defense for pre- and post-trade compliance monitoring. + Review and resolve discrepancies on reconciliation reports - cash/position/security… more
- Robert Half Technology (Norfolk, VA)
- …timeline constraints. + Manage relationships with technology vendors and ensure compliance with service level agreements. + Collaborate with internal and external ... initiatives. + Lead efforts related to IT grant proposals and execution, ensuring compliance with grant requirements. + Prepare and manage the annual IT budget,… more
- Citigroup (Wilmington, DE)
- …teams within Risk and the Business regarding qualitative models to facilitate compliance with our policies, procedures, and guidance. + Assisting with preparing the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more