- MUFG (New York, NY)
- …Technology & Enterprise Transactions: + Identify and assess risks related to compliance with laws and regulations applicable to the financial services industry, ... notices and creating and advising on the administration of privacy and security compliance programs. + Ability to ideate and interest in innovation, particularly as… more
- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... client analytics workflows + Exposure to data governance, entitlements, and compliance considerations in regulated environments + Degree in a quantitative discipline… more
- MUFG (Tempe, AZ)
- …to in the execution of the program throughout the full TPRM Lifecycle. + Compliance with applicable rules and guidance impacting the TPRM program including OCC, FBR, ... committees. + Provide oversight for outsourced TPM activities - ensuring compliance with expected performance and contractual terms and SLAs. + Responsible… more
- MUFG (Tampa, FL)
- …and evolve to newer technology stacks and architecture. Security and Compliance : Implement and enforce security best practices for Data Integration Platforms ... with 'Secure by Design' principles. Ensure compliance with relevant regulations and internal policies through proper configuration and auditing. Documentation and… more
- MUFG (Irving, TX)
- …This position will be responsible for supporting MUFG's financial crimes compliance ("FCC") risk assessment and monitoring activities globally. In this role, ... with at least 5-6 years in risk management, preferably in the compliance /FCC space. + Ability to analyze financial risk factors across customers, geographies,… more
- JPMorgan Chase (New York, NY)
- …and actionable insights to portfolio managers and other investment professionals. + Compliance : Maintain a consistent focus on compliance and risk management. ... **Required Qualifications, Skills and Capabilities:** + 6-10 years' experience working on Long-only Equity Buy-side. In-depth understanding of equity markets, financial theory, and risk models. + Strong experience applying risk models and in portfolio… more
- Robert Half Finance & Accounting (Chicago, IL)
- …liability management; budgeting; profitability; credit and liquidity monitoring; and regulatory compliance . + Ensure compliance with applicable laws and ... regulations, including BSA. + Serve as the primary liaison with regulators during their periodic examinations. + Ensure timely and accurate processing of all members payments including ACH, debit/ATM, share draft, wires, credit card, and shared branching. +… more
- SMBC (New York, NY)
- …+ Comfortable presenting insights to senior leadership and non-technical audiences. Compliance and Adaptability + Experience working in regulated environments with ... adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability to thrive in a fast-paced, evolving environment with priorities… more
- JPMorgan Chase (Jersey City, NJ)
- …risk profile management, ongoing monitoring, and internal trigger reviews to ensure compliance with regulatory and internal risk policies. + Prepare and deliver ... expertise in continuous monitoring of customer transactions and flows to ensure compliance . + Excellent communication and interpersonal skills + Ability to build and… more
- BasicBlock Inc. (Lincoln, NE)
- …underwriting, including UCC management and credit concentration risk. + Ensure compliance , fraud prevention, and adherence to industry best practices. + Maintain ... teams across Purchasing, Collections, Underwriting, and Support. + Risk & Compliance Expertise: Strong understanding of UCCs, credit underwriting, fraud prevention,… more