- The Estee Lauder Companies (New York, NY)
- …Governance & Board *Develop and implement corporate governance best practices, ensuring compliance with NYSE listing standards and applicable laws *Advise on board ... follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and disclosure obligations… more
- JPMorgan Chase (Tampa, FL)
- …relationships with business units to assess and ensure data policy compliance . + Identify control gaps and collaborate with Information Owners and control ... this essential role, you will drive data governance and engineering, ensuring compliance with data policies across all aspects of data management. Collaborate with… more
- MUFG (Tampa, FL)
- …self-assurance, and risk assessment activities (ad hoc controls review, business process management (BPM), risk control self-assessment (RCSA)), and independent ... develop/maintain test scripts that validate controls are being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate risk… more
- MUFG (Los Angeles, CA)
- …a Relationship Manager ("RM"), the individual is responsible for managing business development activities related to a portfolio of Japanese corporate ... Banking and other relevant Divisions and Departments. **Major responsibilities** **:** New Business Development (50%) + Develop, maintain, and work to broaden and… more
- Citigroup (Tampa, FL)
- …operational and compliance risk management. + Apply knowledge of the business , products or services to identify and implement control points and processes ... own field and adapts them for an application within own job and the business . This role involves overseeing the maintenance, support, and strategic enhancements of a… more
- Citigroup (Getzville, NY)
- …operational and compliance risk management. + Apply knowledge of the business , products or services to identify and implement control points and processes ... regulatory obligations; internal policy awareness and adherence; review of new business initiatives; Issue and incident governance; internal and external audit… more
- Wells Fargo (New York, NY)
- …the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during ... in a focal growth area. **Key Responsibilities** + Partner with business stakeholders to design and implement foundational quantitative analytics and strategies… more
- JPMorgan Chase (New York, NY)
- …multiple lines of business and regions. **Job responsibilities** + Collaborate with Compliance and Legal teams in order to help ensure adherence to SEC, FINRA ... + Ability to work in close partnership with colleagues in Compliance , Legal, Risk, Controls and the business as a team player + Proven analytical skills +… more
- JPMorgan Chase (Columbus, OH)
- …and project management. + Conduct regular monitoring and assessment of the business 's operational and compliance risk and control environment, leveraging your ... and listening & questioning abilities. + Engage with legal, compliance , risk, audit, and business and technology control colleagues across the firm. + Leverage… more
- Citigroup (Washington, DC)
- …trends in own field and adapts them for application within own job and the business . Typically a small number of people within the business that provide the ... in other areas and occasional external customers. Accountable for significant direct business results or authoritative advice regarding the operations of the … more