- BMO Financial Group (New York, NY)
- …for directing, leading, and operating the First Line of Defense's Operating Group Compliance Program (OGCP). The OGCP is the system of policies, processes and ... established by the First Line of Defense to achieve and sustain risk-based compliance with applicable laws and regulatory requirements, and to ensure that the First… more
- MUFG (Tampa, FL)
- …**Job Summary:** + Provide ongoing assessment of the risk profile through regular monitoring and status reporting of risk issues and initiatives + Execute front line ... develop/maintain test scripts that validate controls are being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate risk… more
- MUFG (Irving, TX)
- … monitoring and sanctions screening applications. + **Ensure strict compliance ** with technical best practices, standards, and policies, maintaining the highest ... Data Platform capabilities for MUFG. This role supports the Transaction Monitoring and Sanctions Screening functions, providing strategic requirements, design, and… more
- Wells Fargo (New York, NY)
- …visualizations for business partners. + Document back-testing results, references, and monitoring materials for peer review and ongoing performance evaluation. + ... and maintain frameworks to manage trading risk and ensure compliance with internal and regulatory standards. + Monitor live...+ Act as key participant in developing, implementing, and monitoring risk based programs to recommend decisions to buy… more
- Wells Fargo (New York, NY)
- …a Lead Securities Algorithmic Trader who will be responsible for designing, monitoring , and managing electronic trading algorithms for electronic trades. This role ... with broad impact + Act as key participant in developing, implementing, and monitoring risk based programs to recommend decisions to buy or sell financial securities… more
- Citigroup (Irving, TX)
- …functionality against service level expectations. + Start of day checks, continuous monitoring , and regional handover. + Perform same day risk reconciliations + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (Tempe, AZ)
- …of information security policies, standards, and procedures + Support inquiries from compliance teams such as IT risk management and internal and external auditors ... to ensure documentation is complete and processes are in compliance with information security policies + Create reports analyzing activities or trends both within… more
- Citigroup (Tampa, FL)
- …oversight responsibilities, ensuring well-coordinated risk assessments, risk identification, measurement/ monitoring , and timely remediation of key gaps. Furthermore, ... of firm-wide efforts to manage data risk and the monitoring of data risk reduction activities. This role will...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Wells Fargo (Charlotte, NC)
- …industry analysis and projection modeling to ensure accurate and timely monitoring , risk ratings, covenant compliance , watchlist updates, recognition of ... + Lead coordination and execution of loan booking, closing, legal documentation, compliance requirements, and final credit memos + Partner with senior banker to… more
- Citigroup (Irving, TX)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... effective resource usage, capacity planning, investigating. + Perform daily performance monitoring of the cluster - Implement best practices, ensure cluster… more