- Raymond James Financial, Inc. (St. Petersburg, FL)
- …client group management to identify and implement solutions. + Monitors regulatory compliance with internal and external groups including auditors, FINRA, IRS, SEC ... structural change. + Act as the organizational authority on developing, monitoring , interpreting and understanding policies and procedures, while making sure they… more
- BlackRock (New York, NY)
- …learning models, with integrated enterprise concerns. + Ensure the security and compliance of the platform. + Troubleshoot and resolve issues related to platform ... Jax, Numpy) and programming languages such as Python. + Experience with monitoring tools (Prometheus, Grafana). + Experience working in Agile development teams with… more
- MUFG (New York, NY)
- …to adjust for improvements in targeted outcomes + Develop and maintain process monitoring tools such as dash boards, scorecards, SharePoint sites, etc. + Coordinate ... + Support knowledge and capability transfer to clients (as needed) + Ensure compliance with regulatory requirements and industry best practices in the deployment and… more
- JPMorgan Chase (Columbus, OH)
- …functional partners and ensures adherence to the firm's risk, controls, compliance , and regulatory requirements + Effectively manages timelines and dependencies ... while monitoring blockers, ensuring adequate resourcing, and liaising with stakeholders and functional partners + Deliver continuous improvement initiatives to… more
- JPMorgan Chase (Plano, TX)
- …synthesis of client feedback, needs analysis, communication, reporting, performance monitoring /metrics, risk/ compliance management. + Ability to work in ... a matrixed environment, creating positive relationships across varied peer groups to align on solution outcomes + Executive presence and impeccable communication skills - written and oral JPMorganChase, one of the oldest financial institutions, offers… more
- Citigroup (Tampa, FL)
- …including FR 2052a, LCR, and NSFR. + Use subject matter expertise for the management and Monitoring of Funding and Liquidity on an End of Day basis + Lead the firm's ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (Wilmington, DE)
- …+ Partner with stakeholders, including other control groups (such as compliance and data management), credit review, external auditors, and regulators. Establish ... an effective program of continuous auditing for assigned coverage areas, including monitoring key metrics to identify control issues and adverse trends + Stay… more
- MUFG (Los Angeles, CA)
- …reviews of individual accounts through regular/ad-hoc credit review process and closely monitoring existing Problem Loans and Watch List accounts. + Conduct site ... matured/maturing loans/credit lines and coordinate appropriate renewal. + Ensure compliance with external regulatory/internal policy and procedural requirements. The… more
- JPMorgan Chase (Columbus, OH)
- …functional partners and ensures adherence to the firm's risk, controls, compliance , and regulatory requirements. + Effectively manages timelines and dependencies ... while monitoring blockers, ensuring adequate resourcing, and liaising with stakeholders and functional partners . + Partner with Global HR Operations and HR Data… more
- SMBC (Charlotte, NC)
- …Program ensuring that these services meet the required business regulatory compliance and control outcomes. This role practices a collaborative approach where ... Delivery Management Strong project management skills including planning execution and monitoring + Communication Excellent verbal and written communication skills to… more