- Citigroup (Tampa, FL)
- …in the execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance + Policies. + Contribute to the oversight of ... : + Minimum of 5-8 years of experience in operational risk management, compliance , audit, or other control-related functions in the financial services industry.… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Citigroup (Getzville, NY)
- …+ Take ownership to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, timely and in ... that conform to enterprise requirements and support sound operational and compliance risk management. + Apply knowledge of the business, products or services… more
- Citigroup (Tampa, FL)
- …. + Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. + Support oversight of the controls program, ... these standards. **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, training, other control-related functions or… more
- Citigroup (Wilmington, DE)
- The Risk Analytics, Modeling and Validation role involves the development, enhancement, and validation of methods for measuring and analyzing all types of risks, ... including market, credit, and operational. In areas related to credit risk , individuals in this role develop, enhance, and validate models for measuring obligor… more
- Citigroup (New York, NY)
- …performance, financial trends, and collateral characteristics. + Propose internal risk ratings, update applicable scorecards, monitor limits, oversee data accuracy ... to ensure compliance with business and institutional guidelines. + Prepare drafts...review by senior Underwriters and submit for approval by Risk constituents via internal processes and system workflows. +… more
- MUFG (Tempe, AZ)
- …development of information security policies, standards, and procedures + Support inquiries from compliance teams such as IT risk management and internal and ... trends, and current security practices + Support inquiries from compliance teams such as IT risk management...inquiries from compliance teams such as IT risk management and internal and external auditors to ensure… more
- Citigroup (Tampa, FL)
- …management in achieving and maintaining strategic objectives, promotes efficiency, reduces the risk of loss and helps ensure compliance with corporate policies, ... : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related functions in the financial services industry.… more
- MUFG (Tampa, FL)
- …our recruitment team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management ... and Office of Foreign Assets Control, or OFAC, regulations); fraud; Core- Compliance (privacy, etc.); government and industry regulatory and policy-making agencies… more
- JPMorgan Chase (New York, NY)
- …investment professionals. + Compliance : Maintain a consistent focus on compliance and risk management. **Required Qualifications, Skills and Capabilities:** ... and multi-asset client portfolios across global markets. **Responsibilities** + Risk Modeling: Apply risk models (Axioma other risk models) to evaluate… more