- JPMorgan Chase (New York, NY)
- …and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control, ... risk management, and regulatory obligations. You will work in...to identify and quantify their custom requirements. + Ensure compliance with regulatory obligations, including adherence to market access… more
- JPMorgan Chase (New York, NY)
- …other analysts, COO/Operations team) as well as internal legal teams, internal compliance and regulatory teams **Job Responsibilities:** + Drafting and Execution : ... and Governance: Partner with CIOs, analysts, operations/COO, and internal Legal & Compliance in New York and London on transaction workflows, closing checklists,… more
- Citigroup (Tampa, FL)
- …validate potentially complex material from multiple sources + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Wellington (Boston, MA)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... valuation and operations, investment product and fund services, legal & compliance , tax, and information technology to develop and integrate private credit… more
- WSP USA (Kansas City, MO)
- …of materials/equipment/labor, technical calculations, permit applications, construction, compliance documentation, and regulatory and technical analysis memos. ... investigations, offering input with developing action plans for moderate- to high-level risk mitigation activities. + Prepare and implement site Health and Safety… more
- Dana-Farber Cancer Institute (Boston, MA)
- …backgrounds, and design programs to promote public health particularly among high- risk and underserved populations. We conduct groundbreaking research that advances ... a culture of continuous learning and innovation within the organization. **Regulatory Compliance ** : + Stay abreast of relevant healthcare regulations and standards… more
- Citigroup (Irving, TX)
- …and UI components ensuring alignment with business objectives and guardrail compliance . + Design responsive and accessible user interfaces using sections, harnesses, ... and support teams to deliver end-to-end solutions. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- JPMorgan Chase (Portland, OR)
- …key client relationships. Work together with other teams in meeting all compliance , regulatory, risk management, operational, and due diligence requirements, and ... compliance with internal policies + Attend client meetings as necessary. Complete ad hoc client related projects as needed. Navigating the firm / client issue resolution, escalation and creative solutions + Work with Financial Advisor to identify new… more
- JPMorgan Chase (Boston, MA)
- …and collaboration, and contribute to the firm's operational efficiency and risk mitigation strategies. As a Fund Servicing Manager III within JPMorganChase,you ... various teams, external vendors, and consultants to ensure smooth operations and compliance . You will be responsible for managing a diverse team, interpreting… more
- SMBC (New York, NY)
- …Management business in a structured fact-based manner, including plans, assessment of risk and alternatives and proposed paths to resolution. + Collaborate with ... + Comfortable presenting insights to senior leadership and non-technical audiences. Compliance and Adaptability + Experience working in regulated environments with… more