- JPMorgan Chase (Los Angeles, CA)
- …virtual instructor-led programs as well as eLearning programs + Work closely with legal, risk , and compliance to ensure alignment with policy and procedures + ... Deliver training sessions nationally (virtual and onsite) + Facilitate training as needed for new Advisors and Advisor Support + Engage the front office on new tech platform and adoption + Work closely with the field support team to manage and troubleshoot… more
- Citigroup (New York, NY)
- …developers and analysts, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Robert Half Legal (New York, NY)
- …SEC filings (Forms 144, 10-K, 10-Q, 8-K, S-8, etc.), stock issuance, tax compliance , and public disclosures. + Strategic Transactions: Lead legal aspects of mergers, ... including contract repository and templates tailored to business needs. + Risk Management: Oversee insurance portfolios, litigation, and external counsel management,… more
- Citigroup (Jersey City, NJ)
- …senior leaders and communicate with external parties + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (Tempe, AZ)
- …Certification (GIAC), Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Certified Information Security Manager ... GWAPT, or other security certifications desired + Understanding of one or more compliance frameworks: NIST, FFIEC, GLBA, SOX, PCI, etc. + 5-7 year of experience… more
- Citigroup (Palo Alto, CA)
- …records and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (Plano, TX)
- …Manager in the Central Supervision team, you ensure the suitability and compliance of annuity and insurance products for our clients. You collaborate with ... regulations, including FINRA rules + Proven ability to make sound, risk -based decisions independently + Strong research, analytical, and problem-solving skills +… more
- Citigroup (Irving, TX)
- …influencing across the tech organization without direct authority.** + ** Risk Management:** Identify, assess, and mitigate technical and operational risks ... impacting client services, ensuring robust controls and compliance within Citi's stringent regulatory environment. + **Team Collaboration:** Collaborate with and… more
- Citigroup (Getzville, NY)
- …improvement + Advise and coach new/lower level personnel + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …records and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more