- MUFG (Tampa, FL)
- …of RCSA Control testing for in-scope processes across the First Line of Defense (FLoD) business units + Partners with stakeholders, including process owners and ... of assessment results, working with appropriate stakeholders across the lines of defense + Coordinate required meetings, reviews, and scheduling needs + Prepare… more
- MUFG (Tempe, AZ)
- …Institutions, and those in Latin American). + Interface with second line of defense (SLOD) review and challenge and Internal Audit. + Primary TPRM support partner ... BU Management. + Support Strategic Planning execution for First Line of Defense (FLOD) TPRM. + Responsible for addressing, documenting and escalating Trigger Events… more
- JPMorgan Chase (New York, NY)
- …best practices. Additionally, you will serve as an independent second line of defense and challenge function to the Global Investment Banking business within the ... and corporate derivative structures. + Act as independent second line of defense and challenge function to Global Investment Banking, raising issues for the… more
- MUFG (Tampa, FL)
- …such as SharePoint, Teams, and Project + Knowledge in first line of defense risk and control mitigation specifically: thorough understanding of risks and controls, ... requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the… more
- MUFG (Tempe, AZ)
- …Advanced Networking are a must. + Infoblox DNS / DHCP / IPAM / Threat Defense product hardware and configurations hands on experience a must. + F5 LTM/GTM virtual ... requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the… more
- MUFG (Tampa, FL)
- …themes uncovered from QC. + Liaison with 2nd and 3rd lines of defense to develop and deliver effective challenge responses, ensuring alignment with enterprise risk ... requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the… more
- MUFG (Tampa, FL)
- …Summary:** The individual will be responsible for the 1st line of defense Third-Party Risk Management vendor insurance requirements and assessment. This includes ... requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the… more
- TD Bank (New York, NY)
- …aspects and coordinating program elements with stakeholders across all lines of defense . + Collaborate with colleagues globally to develop and enhance ongoing and ... without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other… more
- MUFG (Irving, TX)
- …& corruption controls, owned by the First and Second Lines of Defense to detect potential emerging risk(s), including control design and/or performance deficiencies ... requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the… more
- MUFG (Tempe, AZ)
- …of control design and effectiveness across the first and second lines of defense + Documents testing outcomes including findings, and root causes + Conducts quality ... requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the… more