- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- JPMorgan Chase (Tempe, AZ)
- …expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and ... lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You...strength and the diverse talents they bring to our global workforce are directly linked to our success. We… more
- JPMorgan Chase (Portland, OR)
- …advisors the personalized service of a dedicated wealth management business and the global resources of one of the largest and most respected financial firms in ... key client relationships. Work together with other teams in meeting all compliance , regulatory, risk management, operational, and due diligence requirements, and … more
- Citigroup (Tampa, FL)
- …Overview** This role will focus primarily on engineering Data Risk and Compliance solutions using Microsoft Purview. Experience working with Purview suite of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …individual will serve as the Banker for Citi Employees within Citi Global Wealth at Work. **Responsibilities:** + Actively identify prospects and establish contact ... with Citi support groups to find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. +… more
- MUFG (New York, NY)
- …MUFG's Americas Legal Department, which provides support to MUFG's US operations and global business lines on a broad range of advisory and transactional matters. ... Technology & Enterprise Transactions: + Identify and assess risks related to compliance with laws and regulations applicable to the financial services industry,… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- Citigroup (Irving, TX)
- **Overview of the Role:** Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and ... are the foundations of everything we do from keeping the bank safe, managing global resources, and providing the technical tools our workers need to be successful to… more
- Govini (Arlington, VA)
- …negotiations, resolve performance issues, identify risks and mitigations, and ensure compliance with laws, regulations, and policies. + Oversee the company's ethics ... and compliance program. Work collaboratively with People Operations to ensure...self-starter, and are passionate about making an impact in global security, we're eager to hear from you. Govini… more
- Citigroup (Washington, DC)
- …of clients, ensuring the appropriate "Know Your Client" (KYC) and other compliance deliverables are met; + Identifies cross-sell opportunities to deepen and increase ... ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all… more