- Citigroup (Tampa, FL)
- …plans, inclusive of root cause identification and resolution. * Ad hoc control / audit related requests as needed. * Serve as partner on Manager Control Assessment ... controls which can be monitored and reported. * Ensures internal reviews and external examinations are well managed with...creating efficiencies, and ensuring proactive approach and partnership to audit management * Has the ability to operate with… more
- MUFG (Irving, TX)
- …Support the business unit in compiling, preparing, and providing responses to internal Audit functions, and to external regulatory agencies. Maintain tracking, ... procedures + Experience with preparing and providing effective responses to Internal Audit and Regulator inquiries + Strong leadership and analytical skills +… more
- JPMorgan Chase (Brooklyn, NY)
- …efficiency and mitigate operational risks + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in...Lead and work on ad hoc client projects and internal initiatives + Mentor and develop staff resources while… more
- Citigroup (Getzville, NY)
- …Recommends Corrective Action Plans (CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal Control reviews. + Assists with ... Data modeling and workflow mapping. + 2+ years experience working with internal /external audit /regulatory groups is preferred. + Advanced project management,… more
- Citigroup (Getzville, NY)
- …Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with ... COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance...role is also intensively involved in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control. **Responsibilities:** + Lead… more
- Citigroup (Florence, KY)
- …as a partner to AML and Sanctions Compliance as well as Cards Business, Internal Audit , and operations teams. Responsibilities *Manage all identified issues and ... in partnership with multiple functions such as Compliance, Operations, Technology, Risk, Audit , and multiple stakeholders at all levels of management. This team is… more
- SMBC (New York, NY)
- …right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations ... and internal control standards. + Lead the coordination and execution...execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- Citigroup (Irving, TX)
- …role will provide significant exposure to senior management in Risk, Finance and Internal Audit . Reporting Structure and Responsibilities: The SVP Capital and ... FFIEC 101, FR Y-9C etc.) or Basel Regulator Capital Audit functions is preferred + Understanding of Basel RWA...5 years of experience in a comparable role Strong audit instincts and ability to apply independent judgment to… more
- Citigroup (Jacksonville, FL)
- …requirements and internal policies + Foster strong partnerships with internal audit , business units, and senior management, communicating effectively to ... Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well as self-identified issues. Includes… more
- Modivcare (Denver, CO)
- …completion of POAMs. + Oversees newly implemented technologies and coordinate internal /external audits. + Defines Secure Application Development Best Practices and ... Processes. + Owns Audit application architectures and environments to ensure security standards...direct and interact collaboratively and communicate effectively with external, internal customers, and stakeholders to address issues and ensure… more