- JPMorgan Chase (Wilmington, DE)
- …communities. This commitment is part of our fundamental mission of providing quality financial services to existing and prospective customers in accordance with all ... industry and regulatory standards. + Create model documentation; work with Control, Audit and Model Governance teams to ensure adequacy of processes, statistical… more
- Truist (Atlanta, GA)
- …reviews, watchlist management, and amendments/waivers, as well as executing compliance, audit and regulatory guidelines and reviews. The group is also responsible ... + Works closely with teammates in the preparation of on-time and high- quality annual client reviews, renewals, and amendments. Experienced teammates may be… more
- Citigroup (Charlotte, NC)
- …that comes with: Process Ownership (driving simplification and risk reduction & quality of linkages - EUC, Issues, DCRM, etc.); Data Domain Ownership (centralized ... + Drive/Support issue remediation; and timely closure/validations with Internal Audit . + Support fronting Internal Audits and Exams +...mitigate risks. + A passion for process excellence and quality of product + Expert knowledge in the development… more
- MUFG (Tampa, FL)
- …Given the nature of this position, it is critical the candidate can produce high- quality workpapers to demonstrate how testing was executed and linked back from the ... control descriptions and testing requirements and techniques. + Conduct Quality Checks over testing workpapers and outcomes. Be able...years of experience in Control Testing, Risk Management or Audit . + Be able to coach via influence. +… more
- MUFG (Tampa, FL)
- …the incumbent is assigned the following Functions: (1) Workflow Management; (2) Quality Control and Customer Service; (3) Training; (4) Staff & Performance ... be responsible for overseeing Trade Services Operations, including working with Risk, Audit and Compliance. Requires the ability to identify and remediate gaps and… more
- MUFG (Tampa, FL)
- …etc.,) issues that hinder achievement of identified productivity and quality targets. (e) identify processing/services and/or workflow inefficiency and implement ... corrective measures; (f) ensure quality customer service is always provided; (g) identify risks...USD and FC Clearing Operations + Risk management and audit methodologies + Fixed Assets capitalization & maintenance +… more
- MUFG (Irving, TX)
- …findings and internally identified issues by compliance testing and internal audit . + Engage review stakeholders during testing reviews and Targeted Controls ... consistent, and risk-based testing program. + Assist in developing and maintaining quality control processes to drive adherence to Global Testing Standards. + Drive… more
- MUFG (Tempe, AZ)
- …Summary** **WORK EXPERIENCE:** + Experience in compliance testing, regulatory examination, audit , or risk management. + Exposure to regulatory exams or inquiries. ... testing outcomes including findings, and root causes + Conducts quality control or quality assurance reviews of...root causes + Conducts quality control or quality assurance reviews of testing activities + Validates remediation… more
- JPMorgan Chase (Jersey City, NJ)
- …expectations. Join our dynamic team and make a meaningful impact by delivering high- quality products that resonate with clients. As a Product Manager in Trade and ... and stability, you collaborate closely with cross-functional teams to deliver high- quality products that exceed customer expectations. **Trade & Working Capital… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... to minimize memory and maximize speed Partner with technology to develop quality interfaces to library **Job Family Group:** Institutional Trading **Job Family:**… more