- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... improvements; collate, document and evidence organization and record retention. + Conduct quality assurance of MAs against the enterprise standards and help to… more
- SMBC (Jersey City, NJ)
- …**Role Description** This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer regulatory ... monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review of all work… more
- JPMorgan Chase (New York, NY)
- …leverage your knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve as an independent ... and bulletins reasonably designed to support compliance with applicable regulatory obligations, corporate requirements and industry best practices. + Design… more
- MUFG (Irving, TX)
- … regulatory agency. + Experience with performing compliance testing, quality control/assurance processes or internal/external audits preferred. + Knowledge of ... test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments, lessons learned from regulatory … more
- MUFG (Tampa, FL)
- …controls are being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate risk to the firm + Provide project management ... and identifying issues + Experience with enforcement agencies' oversight activities ( regulatory examinations, etc.) + Understanding of the regulatory environment… more
- JPMorgan Chase (Jersey City, NJ)
- …asset, powering innovation and strategic decision-making. Make a direct impact on regulatory posture and risk management while fostering a culture of integrity and ... the gap between data providers and consumers to ensure data is well-governed, high- quality , and fit for purpose. This opportunity allows you to collaborate with… more
- MUFG (Tampa, FL)
- …controls are being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate operational risk to the firm + Execute testing ... and designing/executing control testing scrips + Experience performing comprehensive Quality Assurance reviews with providing direct and meaningful feedback. +… more
- Truecare Homecare Agency (Brooklyn, NY)
- …Private Pay, Infusion Nursing, and Private Duty Nursing programs, ensuring high- quality service delivery and regulatory compliance. + Ensure seamless ... and excellence in home healthcare. With a profound commitment to enhancing the quality of life for individuals and families, our mission is to provide holistic,… more
- Citigroup (Getzville, NY)
- …Provides and supports oversight of the ER Policy and Standard deliverables ensuring quality , efficiency and accuracy. + Coordinates a wide range of ER activities to ... a CoB Programs that includinges: Assessment, Planning, Testing, Maintenance, Quality Review, Crisis Management, Training, Awareness, Communications, Monitoring and… more
- MUFG (Tempe, AZ)
- …and resolve data discrepancies with upstream data owners and support data quality control processes as needed. **Process Improvement** + Identify and implement ... existing reporting templates and dashboards to better meet evolving business and regulatory needs. **Governance & Compliance** + Ensure reporting outputs comply with… more