- MUFG (New York, NY)
- …from management. **Policy Compliance** + Ensure compliance with external regulatory /internal policy and procedural requirements + Participate in ad-hoc policy ... knowledge of loan documentation and structural risks in corporate finance. + Understanding regulatory environment both in Japan (FSA, BOJ) and the US (FRB, FDIC).… more
- JPMorgan Chase (Jersey City, NJ)
- …developing and enhancing payment products with a strong focus on risk management and regulatory compliance. You will have a global mandate and lead a team to ... and ensures adherence to the firm's risk, controls, compliance, and regulatory requirements + Effectively manages timelines and dependencies while monitoring… more
- Blue Cross Blue Shield of Massachusetts (Boston, MA)
- …workforce. + Comply with reporting requirements & requests from State and Federal regulatory authorities. + Oversee the execution of reporting of information that is ... around policies related to sensitive information and compliance with regulatory guidelines Challenges/Problem Solving: + Providing leadership and participating on… more
- Modivcare (Denver, CO)
- …setting the vision for the security program in alignment with all applicable regulatory rules and global best practices, development of the security program and ... + Ensures compliance of the Information Security programs with all Regulatory , Contractual, Association, and Client requirements. + Partners with IT organization… more
- JPMorgan Chase (Plano, TX)
- …Banking, navigating the intersection of product innovation, enterprise architecture, regulatory compliance, and AI-enabled content intelligence. You possess deep ... content quality scorecards, and traceability logs to comply with global regulatory and audit requirements. + Establish governance frameworks for templated vs.… more
- JPMorgan Chase (Jersey City, NJ)
- …requires knowledge and experience in Compliance as well as familiarity with regulatory and/or audit best practices. Additionally, you may provide Compliance coverage ... in executing the following Core Practices: Governance and Oversight, Regulatory Management, Policies and Procedures, Training and Awareness, Monitoring and… more
- JPMorgan Chase (Lake Oswego, OR)
- …lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will work closely with senior ... senior leadership to implement solutions. + Coach business partners to adapt to regulatory changes. + Interface with leadership teams across lines of business. +… more
- Citigroup (Florence, KY)
- …activities as required. + Ensures the Operations Team is in compliance with all regulatory policies and procedures. + Additional duties as assigned + Has the ability ... to present a compelling case to influence others where appropriate + SCRA regulatory policies and procedures knowledge + **Travel: 25% up to 50%** **Education:** +… more
- BMO Financial Group (WA)
- …evaluates client returns on a proactive basis. + Ensures adherence to regulatory requirements, internal controls, and compliance policies in all aspects of ... or Accounting: + Must have Commercial Banking Product Knowledge + Must have Regulatory Compliance knowledge related to Commercial Banking + Must have experience in… more
- SMBC (New York, NY)
- …functions in automating processes and expanding existing capabilities due to regulatory requirements or introduction of new products and features. **Role ... Quantitative Risk Management (QRM) and expanding existing capabilities due to regulatory requirements or introduction of new products by the firm. **Qualifications… more