- BlackRock (San Francisco, CA)
- …Responsibilities:** + Be the main Financial Crime point of contact for regulatory examinations and internal audits. + Manage the day-to-day responsibilities for the ... reviews. + Provide advice to business lines regarding interpretation of AML regulatory requirements. + Provide guidance to more junior staff members and provide… more
- SMBC (Jersey City, NJ)
- …models and methodologies, and a solid grasp of financial markets and US regulatory framework. This position will report to the Head of Treasury Quantitative ... leadership and committees. Align model frameworks with business objectives and regulatory requirements (SR 11-7, SR 12-7, SR 15-18, SR 15-19). **Qualifications:**… more
- MUFG (Jersey City, NJ)
- …communication **Preferred:** + Working understanding of bank products and liquidity regulatory reporting (FR2052a, LCR) + Programming experience in MS Excel and ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Centene Corporation (Tallahassee, FL)
- …Centene's data security and intellectual property rights are protected. + **Expert Regulatory Guidance in Privacy and Data Security:** advise on HIPAA, state ... Provides legal advice to Centene entities and develops solutions to legal and regulatory requirements that impact various product lines and programs. + Serves as… more
- Citigroup (Tampa, FL)
- The candidate will be required to work on ** Regulatory Reporting Hub which is a Franchise Critical Application which helps Citibank to be compliant with various ... **Banking operations professional with knowledge of trade processing flows through regulatory impacts of operational processing** **. Experience in Compliance or… more
- MUFG (Tampa, FL)
- …and recovery procedures. + Detailed knowledge and experience in security and regulatory frameworks (ISO 27001, NIST 800 series, FFIEC, SOC2, FedRAMP, STAR, etc.) ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Wells Fargo (New York, NY)
- …subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- SMBC (Jersey City, NJ)
- …senior leadership and other stakeholders; + Maintain an understanding of SMBC's regulatory capital and funding processes and anticipated future regulatory rule ... changes; + Collaborate cross-functionally across Risk, Finance, and Treasury teams and maintain foundational knowledge across Treasury disciplines, inclusive of liquidity management, funds transfer pricing, and asset / liability management; + Support… more
- BMO Financial Group (Chicago, IL)
- …Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. + Develops new business by contacting prospects ... Provides oversight, monitoring, and reporting specific to assigned business group for regulatory remediation. + Analyzes financial and related data to determine the… more
- JPMorgan Chase (Tampa, FL)
- …end-to-end quality reviews of KYC profiles to meet corporate and regulatory standards for new clients, incremental business, periodic reviews, and remediation, ... action plans, and risk items + Stay up to date on process, procedure, and regulatory changes, ensuring your team is aware of and adheres to all updates + Identify,… more