- Citigroup (New York, NY)
- …Product & Market Expertise: + Provide clients with thought leadership on regulatory changes, industry trends, and product solutions + Understand existing and future ... client demands, and global market developments + In-depth understanding of the regulatory , risk, and control environment impacting the Investor Services business +… more
- Citigroup (Tampa, FL)
- Given the increasing industry and regulatory focus around control related tasks, this role is critical to maintaining a robust control environment & governance ... of the First Line of Defense working with product partners. **Control & Regulatory Focus** + Seek out and ensure corrective actions are implemented for control… more
- BlackRock (Atlanta, GA)
- …able to effectively manage compliance risk and help ensure compliance with regulatory requirements and applicable BlackRock policies and procedures relating to 1940 ... of new regulations + Implement compliance programs/control frameworks relevant to regulatory risks and legal requirements, including development of policies and… more
- Citigroup (San Francisco, CA)
- …is delivering a high level of service and complying with corporate and regulatory policies and procedures. + Interface daily with Banking teams to ensure escalated ... identify and resolve on-going issues. + Regularly review internal control and regulatory requirements and self-test results to ensure that effective controls are in… more
- JPMorgan Chase (Columbus, OH)
- …to achieve desired outcomes. + Stay informed about industry trends, regulatory changes, and competitive dynamics to inform communication strategies and content. ... and skills:** + In-depth knowledge of the home lending industry and its regulatory environment is highly desirable. Chase is a leading financial services firm,… more
- Citigroup (New York, NY)
- …Interaction with Market and Credit Risk Managers to improve accuracy of regulatory and management reporting. Partnering, collaborating, and working with other areas ... necessary. + Interaction with regulators and auditors; Keeping abreast of regulatory changes, new regulations, and internal policy changes. **Qualifications:** + 10+… more
- JPMorgan Chase (Newark, DE)
- …delivery of product features for various projects including product enhancements, regulatory changes, production fixes and product adoptions. The Wholesale External ... and Capabilities:** + **People management experience** + **Experience in a regulatory /compliance environment is beneficial** + **Previous experience in master data… more
- WSP USA (Atlanta, GA)
- …and Local environment, design, construction, financial laws, codes, policies, and regulatory requirements. + Oversee internal vision and mission for the discipline ... projects and initiatives that result in sound business practice and regulatory conclusions. + Provide discipline leadership to multi-disciplinary project teams and… more
- Citigroup (Getzville, NY)
- …knowledge of the assigned portfolio, and interdependencies with other Issues/ Regulatory Commitments. + Escalate any concerns/observations to relevant senior ... and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + Foster strong partnerships with internal audit,… more
- JPMorgan Chase (Jersey City, NJ)
- …applicable. You will leverage your knowledge of financial services and/or legal/ regulatory background to find potential market conduct risks, reputational risks, or ... related experience in a financial services environment or similar legal/ regulatory experience + Strong written communication, verbal communication, and presentation… more