- RELX INC (Houston, TX)
- …coverage meets the highest standards of accuracy, timeliness, objectivity, and regulatory compliance. You will shape the future of commodity intelligence, inspire ... application of standards, transparent complaint handling, and adherence to regulatory requirements. Requirements + Considerable editorial leadership experience within… more
- Blue Cross Blue Shield of Massachusetts (Boston, MA)
- …workforce. + Comply with reporting requirements & requests from State and Federal regulatory authorities. + Oversee the execution of reporting of information that is ... around policies related to sensitive information and compliance with regulatory guidelines Challenges/Problem Solving: + Providing leadership and participating on… more
- JPMorgan Chase (Jersey City, NJ)
- …Conduct organization, providing compliance coverage in relation to key employee-related regulatory and compliance risks such as Anti-Corruption, Antitrust, Code of ... or equivalent work experience. + 5+ years of experience in compliance, legal/ regulatory , or risk positions, with a focus on pay-to-play laws/regulations. + Strong… more
- Healthfirst (NY)
- …operations. + Ensures all NY state and federal compliance, audit, and regulatory requirements are met. + Builds, manages, develops, and continuously improves ... delivery system operations to meet the varied and dynamic needs of a growing, evolving organization. + Develops an effective team through hiring, training, coaching, and providing ongoing and constructive feedback + Develops and manages department budget,… more
- JPMorgan Chase (Cleveland, OH)
- …approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures **Required Qualifications, Capabilities, and Skills** + ... Six plus years of work experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses within 90 days of start date… more
- SMBC (Charlotte, NC)
- …Delivery Program ensuring that these services meet the required business regulatory compliance and control outcomes. This role practices a collaborative approach ... where multiple stakeholders and/or departments work together to deliver services. This role is expected to 1 maximize the delivery of cyber capability specialty from teams to support our complex organization while 2 promoting a holistic view of cyber solutions… more
- MUFG (Jersey City, NJ)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- Citigroup (Tampa, FL)
- …manage a successful risk/control environment + Manages compliance efforts and follow regulatory (such as Dodd Frank) policies and procedures, as well as contributing ... to defining standards + Provide evaluative judgment of transaction capture and all the related functions based on analysis of factual information in complicated, unique and dynamic situations; draws on diverse range of internal and external sources + Keep… more
- Citigroup (Jersey City, NJ)
- …processes and procedures as necessary + Ensure ongoing compliance with regulatory requirements + Responsible for applications dealing with the overall operating ... system + Conduct project related research + Has the ability to operate with a limited level of direct supervision. + Can exercise independence of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately assess… more
- Citigroup (Tampa, FL)
- …delivery of MRA and Consent order deliverables + Coordinate Internal Audit and regulatory deliverables for the business **Qualifications** : + Minimum of 6-10 years ... of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry. + Ability to identify, measure, and manage key risks and controls. + Strong knowledge in the development and execution for… more