- MUFG (Irving, TX)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- MUFG (Tampa, FL)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- MUFG (New York, NY)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- JPMorgan Chase (Chicago, IL)
- …and ensures adherence to the firm's risk, controls, compliance, and regulatory requirements + Effectively manages timelines and dependencies while monitoring ... blockers, ensuring adequate resourcing, and liaising with stakeholders and functional partners **Required qualifications, capabilities, and skills** + 5+ years of experience or equivalent expertise in product delivery or a relevant domain area + Knowledge and… more
- MUFG (Tampa, FL)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- MUFG (Tampa, FL)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- MUFG (Jersey City, NJ)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- Robert Half Finance & Accounting (Chicago, IL)
- …liability management; budgeting; profitability; credit and liquidity monitoring; and regulatory compliance. + Ensure compliance with applicable laws and regulations, ... including BSA. + Serve as the primary liaison with regulators during their periodic examinations. + Ensure timely and accurate processing of all members payments including ACH, debit/ATM, share draft, wires, credit card, and shared branching. + Underwrite… more
- JPMorgan Chase (New York, NY)
- …budget, provides essential legal services, ensuring effective communication of legal and regulatory changes across the firm's business lines. As a Jr. Business ... Manager within the Asset and Wealth Management Legal organization, you will support the General Counsel and team by providing governance, budget, forecast, and financial analysis support. You will have the opportunity to lead cross-functional teams,… more
- Ochsner Health (New Orleans, LA)
- …knowledgeable on current federal, state and local laws, accreditation standards or regulatory agency requirements that apply to the assigned area of responsibility ... and ensures compliance with all such laws, regulations and standards. This employer maintains and complies with its Compliance & Privacy Program and Standards of Conduct, including the immediate reporting of any known or suspected unethical or questionable… more