- Citigroup (Irving, TX)
- …the metrics and key performance indicators reported to senior management and external regulatory agencies + Develop User acceptance test plans for testing changes to ... system enhancements that impact governance and compliance + Document business requirements related to system enhancements and submit for reviews and approvals + Perform data analysis from multiple systems and assess completeness of data for reporting + Ensure… more
- JPMorgan Chase (Boston, MA)
- …asset manager instructions into proposed, ensuring alignment with client guideline, regulatory requirements, and asset manager intent + Partner with trading teams ... to assess block allocations, step-outs, and rotations + Monitor transaction costs, slippage, and market impact; assess strategies for enhancement where possible + Work closely with portfolio managers, client service, operations, and compliance teams to ensure… more
- MUFG (New York, NY)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- MUFG (Tempe, AZ)
- …not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major ... responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of… more
- The Estee Lauder Companies (New York, NY)
- …procedures, and programs, ensuring adherence to industry standards and regulatory guidelines + Develop and implement visitor management, ID/access credentialing, ... and other security-related policies and standards across the organization **Security Technology and Innovation** + Leverage advanced security technologies (eg, surveillance systems, data analytics, threat detection tools) to enhance security operations and… more
- Citigroup (Tampa, FL)
- …teams. Qualifications: * 6-10 years exeperience in management, risk management and/or regulatory compliance in one or more of the following risk disciplines: ... technology risk, business continuity, operational risk, supplier risk, or audit and controls. Broad knowledge of other risk areas, with strong understanding of supplier or third-party risk impact in a financial services company is a plus . Demonstrates… more
- Citigroup (New York, NY)
- …and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + Partner with internal audit, business units, ... and senior management, communicating effectively to drive issue resolution, influence decision-making, and promote a culture of risk awareness + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's… more
- Citigroup (Getzville, NY)
- …whether for real-world needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful undertaking to move ... away from siloed and complex processes, legacy systems, and activity-based metrics that have held us back in the past. The Data Analytics Lead Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional… more
- Citigroup (Tampa, FL)
- …of messaging services , middleware [ Kafka, MQ] + Familiarity with regulatory and compliance reporting tools and processes. **Job Family Group:** Technology **Job ... Family:** Applications Support **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $87,280.00 - $130,920.00 In addition to salary, Citi's offerings may also include, for eligible employees,… more
- JPMorgan Chase (Plano, TX)
- …governance requirements + Proven ability to comprehend and interpret market regulatory requirements to confirm and secure required market approvals and operational ... requirements + Proficiency in Microsoft Word, Excel, and PowerPoint + Strong communication skills and ability to explain product related customer feedback to stakeholders + Proven experience in customer experience, project management, or a related field. +… more