- SMBC (Jersey City, NJ)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
- TD Bank (New York, NY)
- …Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors ... desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial...We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and… more
- Comerica (Auburn Hills, MI)
- …Enterprise Risk Framework Ensure Framework is well documented, aligned with regulatory expectations and industry standards, and supports the risk assessment ... and other appropriate Enterprise Risk policies that are in alignment with regulatory expectations and industry standards. Create ad-hoc reporting as necessary to… more
- Wells Fargo (MA)
- …an ambitious, greenfield initiative to tackle the bank's risk computation challenges within capital markets, from ticking risk for trading desks to market risk and ... capital calculations such us FRTB and CCAR. **Essential Duties:**...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
- Citigroup (Jersey City, NJ)
- …**Qualifications:** + 5+ years of experience with an in-depth knowledge of Capital Markets/Trading, Investment Banking and Markets Risk. Must have general Financial ... JIRA (Requirement Management and Test Management). **Domain:** + Knowledge of Capital Markets/Trading and Investment banking, Trade Life cycle of various Markets… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and ... skills with a results-oriented mindset + Thorough knowledge of capital markets, pricing, and sales/trading/hedging strategies for derivatives and financing… more
- JPMorgan Chase (New York, NY)
- …by an institutional platform that has the resources, specialists and intellectual capital to help you advise clients on achieving their desired goals. **Job ... approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures **Required Qualifications, Capabilities, and Skills** +… more
- JPMorgan Chase (Brooklyn, NY)
- …oversee third party fund administrators + Review quarterly or monthly NAVs, capital allocations, capital calls, distributions, carried interest calculations and ... oversee the issuance of audited and unaudited financial statements + Ensure regulatory and financial compliance for internal and external reporting + Prepare… more
- SMBC (New York, NY)
- …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC...risk factors and to identify solutions. . Knowledge in regulatory framework in region and fully versed in internal… more