- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- MUFG (Tempe, AZ)
- …("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President , Americas Issues Management Regulatory & Audit Reporting ... our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global...Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Commercial and Investment Banking team within the Commercial ... other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory examinations through the exam lifecycle, as well as… more
- Citigroup (Getzville, NY)
- …Role** The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic professional who keeps management and ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management, regulatory … more
- Citigroup (Getzville, NY)
- …implementing best practices. **About the role** The Internal Reporting and Communications Senior Vice President for Finance Regulatory Engagement is a ... retention strategy and related risk and controls activities. + Support Regulatory Exam Management and Regulatory engagement teams, performing other duties… more
- Citigroup (Getzville, NY)
- …Analyst is a seasoned professional who contributes to the directional strategy of regulatory engagement and exam management. In this role, you will identify, ... are maintained and followed related to the management of regulatory interactions, including exam management, regulatory...to the management of regulatory interactions, including exam management, regulatory meetings and requests for… more
- Citigroup (New York, NY)
- …Proficient in MS Office applications (Excel, Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management/coordination, and issue ... **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New York… more
- SMBC (Jersey City, NJ)
- …Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight and control within ... This role will require tracking of all audit and exam related requests as well as ensure a timely...SMBC and Head Office. The KYC Advisory & Controls Vice President may direct the day-to-day work… more
- JPMorgan Chase (Tampa, FL)
- Join the Payments Controls team as a Vice President , where you will lead Risk and Control management for Fraud and Sanctions Screening utilities. This role ... partners, and overseeing governance across the program. As a Vice President of Risk and Control Management...and Key Risk Indicator development. + Audit, CCOR, and Regulatory Exam readiness and management experience. +… more
- MUFG (Tempe, AZ)
- …for responding to regulatory exams and information requests outside of an exam , manage sanctions team audits and testing and coordinate with issue owners and ... specifically focusing on financial crimes controls related to audit and testing, regulatory exams and issues management. The ideal candidate will apply practical… more