- JPMorgan Chase (New York, NY)
- …leverage your knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve as an independent ... and bulletins reasonably designed to support compliance with applicable regulatory obligations, corporate requirements and industry best practices. + Design… more
- JPMorgan Chase (San Francisco, CA)
- …the case management system, appropriately remediating activity and complying with regulatory requirements. + Collects and evaluates ideas, technology and industry ... closely with Adult Protective Services and law enforcement related to the regulatory reporting and prosecution of investigations. + Demonstrates a thorough knowledge… more
- JPMorgan Chase (New York, NY)
- …should possess expertise in Compliance and a strong understanding of regulatory , audit, and related best practices. The responsibilities include supporting the ... employees and other stakeholders to provide compliance advice and guidance on regulatory topics + Review and disposition trade alerts escalated from Trade… more
- JPMorgan Chase (Tampa, FL)
- …shaping the testing strategy across various business lines, ensuring alignment with regulatory and firm requirements. Your deep understanding of risk management and ... foster strong relationships with senior stakeholders, including business management and regulatory bodies. Your role will also involve making impactful decisions… more
- TD Bank (New York, NY)
- …improve operational booking models + Preparing materials for committee meetings and regulatory requests. **Depth & Scope:** + Position liaises closely with the Banks ... to the firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully documented and… more
- JPMorgan Chase (Wilmington, DE)
- …or fintech, a banking regulator ( eg , OCC, CFPB) or other similar government regulatory or enforcement agencies with knowledge of how consumer financial ... to keep the fair lending compliance program aligned with industry and regulatory standards. + Create model documentation; work with Control, Audit and Model… more
- ThermoFisher Scientific (Frederick, MD)
- …pediatrician with at least 7-10 years' experience in pharmaceutical industry or government / regulatory agency leading clinical development of at least one asset ... drive both strategic and measurable business outcomes. The incumbent's pediatric and regulatory diseases track record expertise is required to be extensive and… more
- JPMorgan Chase (Miami, FL)
- …and services to effectively tailor collateral to specific markets + Communicates regulatory guidelines to Product Managers to ensure our products meet risk and ... on the available standards, methods, tools, and applications relevant to the regulatory environment to ensure our products meet all necessary risk and compliance… more
- TD Bank (New York, NY)
- …Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors ... organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm… more
- Centene Corporation (Jefferson City, MO)
- …use of AI technologies. Ensures the organization is compliant with AI regulatory standards and actively manages AI-related risks (ethical, security, data privacy) at ... governance framework that aligns with Centene's goals, ethical principles, and regulatory requirements. + Drives the implementation of AI-specific policies and… more