- JPMorgan Chase (Tampa, FL)
- …Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. **Job responsibilities** + Lead control ... evaluations and end-to-end substantive testing activities, including planning, fieldwork and reporting . + Lead simultaneously a wide range of comprehensive reviews… more
- Citigroup (Tampa, FL)
- …metadata management, and lineage tracking for improved data transparency and regulatory reporting . o Optimize data ingestion, transformation, and processing ... emerging technologies o Drive data standardization efforts in alignment with regulatory requirements, consent orders, and enterprise data policies. o Ensure data… more
- MUFG (Jersey City, NJ)
- …Relationship Managers (RM's) and Portfolio Managers (PM's), Tax Operations and Regulatory Reporting teams, Compliance Division Officers, and other operations ... (KYC) Professional II is responsible for satisfying the Bank's regulatory obligations as well as ensuring adherence to all...and continuous development + Maintains working knowledge of all regulatory obligations and be able to relate them to… more
- Arena Investors LP (Jacksonville, FL)
- …the compliance team and have regular interface with staff throughout the organization. Reporting to the CCO, this position will be a broad generalist compliance role ... . Support front, middle and back-office personnel on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940;… more
- Citigroup (Irving, TX)
- …markets, treasury, credit, and operational. In areas related to financial and regulatory risks, individuals in this role validate financial models in Recovery and ... mitigating risks, thereby ensuring the company's compliance to model risk regulatory guidance and supporting its overall business strategy **.** **Responsibilities**… more
- MUFG (Irving, TX)
- …one day. A member of our recruitment team will provide more details. Reporting directly to the Director - Global Head of Financial Institutions EDD Operations ... managing multi-stakeholder projects (Business, Compliance and Technology), and ensuring regulatory -compliant data operations across jurisdictions. **Major Responsibilities** + Draft,… more
- Citigroup (Tampa, FL)
- …which evidence the completeness and accuracy of work done to complete audit, regulatory , first and second line issues as they go through the issue remediation ... the firm to ensure adherence to evolving policy and guidance + Ensure reporting and metrics are consistent, sustainable and drive performance improvement + Provide… more
- JPMorgan Chase (New York, NY)
- …group of professionals while being involved in all aspects of financial reporting , accounting, tax, internal controls, and oversight over service providers. You will ... leadership. **Job Responsibilities** + Oversight of month-end and quarterly pricing, financial reporting and accounting for the funds + Research and report on market… more
- Citigroup (Tampa, FL)
- …whether for real-world needs or as part of our scenario planning and regulatory reporting . While that sounds straightforward, it's a meaningful undertaking to ... management. The Data Quality Lead Analyst will also support analytics and reporting of Data Exceptions across the firm. **Responsibilities:** + Supports activities… more
- Citigroup (O'Fallon, MO)
- …and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + Knowledge of Compliance… more